Category: Philosophy

Draft Essay: Nationalism, Special Obligations, and Borders

Nationalism consists of various beliefs on the “normative significance of nations and nationality.” (p. 108) They are often beliefs about the success and flourishing of one’s own nation. Some have taken a deflationary approach to nationalism by tracing it to tribal psychology, and further contend that nationalism is not only groundless but harmful as well. These approaches to nationalism are not fruitful. Nationalism should be conceived as a moral phenomenon and analyzed as such. Nationalism seems to give us reasons for partiality, and to go a step further, nationalism gives a distinct source of special obligations.[1] I explore the grounds for partiality and how they might become duties to favor conationals[2] over strangers (non-nationals). I do this by mainly drawing from the works of Jeff McMahan and Thomas Hurka. The first step is to explore the grounds for partiality towards conationals, and this involved identifying what the demands of impartiality are. [3] We can take a reductive approach or non-reductive approach to meeting the demands of impartiality, and I argue that the non-reductive approach offers robust grounding to mount special obligations owed to conationals (rather than mere permissions). I end by arguing that the resulting conception of special conational obligations implies at least minimal national borders.

Before diving into a discussion on nationalism, we must first deal with the worry that nationalism is not a concept worth looking at. The suggestion is that perhaps nationalism is a contrived and contingent phenomenon which we may shed; indeed, if it is harmful, perhaps we ought to shed. Jonathan Glover tracks the primitive psychology behind nationalism to primal tribes. Tribes can be thought of as pure or ideal archetypes of a nation: they have clear boundaries, have a single ethnic group, have a common language, and have shared beliefs. (p. 13) They have a Darwinian function of increasing kin fitness and propagating one’s genes. (p. 15) Nations now veer away from this ideal due to contingent modern circumstances of blurred boundaries and an emerging pluralism. Some have traced modern nations to eighteenth century European industrialism and capitalism (or related forms of colonialism). (p. 13) Charles Taylor tells a story of how nationalism arose from traditional elites resisting modernization, which threatens to disempower them and cut at their “dignity.” (p. 44-46) Modernization collapses the early hierarchical system of elites and redistributes the power among the citizens. (p. 36) In response, elites “force a new categorical identity to be the bearer of the sought-for dignity,” (p. 45-46) through attachments to a particular national culture. Some argue Taylor’s story is too extravagant and overly complicated. Will Kymlicka jettisons the talk of dignity and instead argues that modern nationalism results from the simple desire to live and work with people sharing one’s culture (i.e. language, beliefs, ethnicities, etc.). (p. 63) We may deflate nationalism to various historical contingencies which emerge from our primitive psychology.

The worry arises: if nationalism is merely a contingent phenomenon resulting from a more basic tribal psychology, then why should we care about it? Putting cosmopolitan arguments to the side, nationalism seems prima facie harmful when we look back on history. Glover suggests that nationalism is a sort of necessary evil. Tribalism is a necessary part of our psychology, and nationalism is a natural expression of our tribal psychology. (p. 25) Nationalism, as a proper expression of tribalism, can be a positive force to promote flourishing. (p. 19) Where it goes wrong is when bad leaders use our ingrained tribalism for their own malicious benefit (like Machiavellian leaders). Still, Glover is reticent to commit himself fully to the positive benefits of nationalism (qua ideal tribalism); rather, he claims that global humanism ought to trump nationalism everytime. (p. 29) Walter Feinberg takes a different approach from Glover, and finds the dismissal of nationalism as an “anachronistic remnant of tribal morality” (p. 67) completely wrong. Nationalism is distinct in kind from tribalism, and, “whatever its origins,” it is a distinct phenomenon developed “in response to economic, cultural, and social conditions that are unique to modern life.” (p. 67) I think this is right. The force of whatever tribal psychology we may possess does not appear to be necessarily connected to notions of nationalism – rather, we may tread cautiously with the knowledge that tribal psychology may cause us to favor some people for the wrong kinds of reasons. This essay will proceed with the assumption that nationalism is a phenomenon that is morally ambiguous, thus, morally interesting.

Let me start by stipulating what we will mean here when we talk about “nationalism.” The typical view, held by “universal” nationalists, says that everybody is entitled to value their own nation; whereas the less commonly view, held by “particular” nationalists, says that only they are entitled to value their own nation. The particularist views, according to McMahan, stems from an account of morality as just “a set of norms that evolve within and govern the various fundamental human relations.” (p. 118) Authors, like David Miller, argue that morality arises within communities – “moral selves are embedded” – and this necessarily leads to a distinction between members and outsiders. (p. 140) This particularist starting point is attractive insofar as it does away with many of the worries accompanying the universalist views, but the particularist lends itself to even more troublesome issues.  One stark issue is that it undercuts the idea of universal morality, and this seems counterintuitive to our general ideas of commonsense morality. As such, to avoid such concerns and narrow the scope of our discussion, this essay will proceed with the universalist’s version of nationalism.

The moral issue with nationalism is that it is essentially partial. If morality demands that we treat all persons with equal concern and nobody is counted with more concern, then nationalism seems to be prima facie incompatible with impartiality. We can approach this worry in a couple of ways. One: we can work on our notion of impartiality to ease its demands on us, and subsequently make room for nationalism. Some trace the strictness moral impartiality to the “Enlightenment” (p. 140), and this strict notion of impartiality may not reflect what morality is supposed to be. Two: we can accept whatever strict version of impartiality and instead work with our notion of partiality in nationalism. If we can conceptualize the partiality as conforming to impartial demands, then nationalism can be compatible with impartiality. Here, notions of partiality are couched within the demands of impartiality. Third: we can keep strict impartiality and stand our ground with conceptions of nationalism in that we do not try to make it conform to the demands of impartiality. Instead, we may take nationalism for what it is, and take impartiality for what it is, and argue that sometimes the demands on nationalism trump the demands of impartiality. As the rhetoric suggests, I will be arguing in favor of the third approach. In any case, we need a thorough explication of “impartiality,” as well as the relevant moral pieces of nationalism. 

Let us begin with the general, more intuitive arguments. Adhering to the strict demands of impartiality – namely, treating everybody the same and not favoring anybody over anyone else – seems to lead to a dull, robotic social life. There are virtues to being partial; in the context of nationalism, for instance, partiality leads to virtues of loyalty, commitment, and self-sacrifice. (p.111) These cannot be bad, right? Of course, the staunch impartialist might respond that these virtues of partiality come at the cost of attributing lesser worth to outsiders.[4] Then, the argument goes, impartial “morality must respect and reflect our nature as persons,” (p. 111) This does not have to be an argument about psychological facts and our inability instantiate strict impartialism. Rather, I take the argument to be that whatever universal morality there is, it does not demand that we make such significant sacrifices (e.g. special relations, personal projects, etc.) in the name of morality. But what exactly are the moral demands of impartiality?

We can distinguish two levels of impartiality: formal and substantive. (p.116) Let me draw out this distinction with an illustration.  Take a moral rule like, “Parents should care more about their child than other children.” This rule is formally impartial, but it is not substantively impartial. Substantively, this rule is not impartial because the content of the rule is just that parents ought to be partial (and, plainly, not impartial) towards their children. Substantive impartiality is at “the level at which principles are implemented in action.” (p. 117) Formally, this rule does not favor one particular group or person, but it still preserves some notion of partiality.[5] Perhaps formal impartiality is what we want out of moral impartiality; in other words, perhaps the strictness of substantive impartiality is not what morality demands of us. On the other hand, perhaps some principles (if we are committed to them) of equal concern and respect always demand substantive impartiality. The question now becomes one of strictness: does moral impartiality demand merely formal impartiality, or the stricter substantive impartiality?

There are different answers to which conception of impartiality we must commit ourselves to. These answers are typically informed by how we justify the grounds for partiality in our notions of nationalism.  The arguments for grounding partiality take two forms: reductive and non-reductive.[6] What is meant by “reductive” is that justifications of partiality are “reduced to” some impartial rule. The aim is to find something about nationalism which can be linked to a general principle (typically, formally impartial).[7] The non-reductive approach does not try to find this link; rather, it tries to find its own robust justification for why it is equally or more important than impartial principles.

Most reductive grounds for partiality try to make sense of partiality within the constraints of mere formal impartiality. Arguments of this sort take the form of instrumental goods which can be traced back to a formally impartial moral rule. Hurka terms these sorts of arguments, “cultural perfectionist,” (p. 141) (others call them “flourishing” or “instrumental” arguments) and they say that culture is necessary for our flourishing. McMahan notes that nationalism promotes the “well-being” (p. 116) of those involved, so we can sufficiently justify principles such as, “each person should be loyal and partial to his or her own nation.” (p. 117) “Well-being” entails benefits from being a part of a nation, such as the language used to think and speak, the environment to cultivate intellectual capacities, the values which give life purpose, the structure to foster relationship, and so forth.[8] (p. 130) These can be traced back to something like a general duty of gratitude or debt to one’s nation.[9]

The non-reductive approach requires a stronger justification because it must provide reasons for subverting impartiality. Accordingly, the focus here is on intrinsic goods, or goods in themselves. First, relationships, particularlu familial relationships, seem to be the paradigm case for justified partiality. This argument could take a reductive, instrumental form; however, McMahan seems to convincingly close this avenue: “The suggestion that parents ought to cultivate strong dispositions to favour their own children because this arrangement is more conducive to the general happiness than the alternatives is a grotesque caricature of the sources of parental obligation.” (p. 115)[10] Reducing familial obligations to our general moral duties seems plainly wrong, and it seems more like an ad hoc maneuver to save impartiality. If there is something intrinsically good to familial relations that are pursued as an end in itself – and, as such, familial relations are justifiably partial – then perhaps conational relations may be justified in the same way.

Are conational relations similar enough to familial relations? There is one crucial piece missing from conational relations: intimacy. I live thousands of kilometers away from some of my fellow Canadians, I know nothing about them other than the fact that they are Canadian, and I probably will never meet them in my lifetime. This leaves us with a very thin notion of “relation” to work with. McMahan notes the “commonalities” among conationals, like “language, ethnicity, religion, culture, custom,” (p. 124) but then questions if these commonalities have moral significance. McMahan notes that the morally significant commonalities are ones of shared values, ideals, commitments, and sometimes even interest. (p. 125) Hurka responds by saying that these relations would give rise to special duties of (something like) admiration, but these duties would not be “special” in the proper sense because somebody from another nation could admire these same qualities. So, for example, if we based our partiality towards conationals on the fact that we have a common value of freedom and equality, then we would have similar grounds for partiality to any other nation who values freedom and equality. The “specialness” comes from the fact that they are discretely among conationals, and we need some grounds to distinguish only conationals and nobody else. Again, in the case of familial relations, we may plausibly point to intimacy as the distinctive grounds for generating (special) familial obligations. McMahan makes a further concession: even if we grant that we have warranted reasons for partiality for special relationships, this does not mean we have special duties rather than mere permission for special treatment of conationals. We need further reasons for duties rather than permissions.

Let us now take stock of what we are looking for in a non-reductive justification of partiality. First, it must revolve around relations between conationals that are morally significant.[11] Second, the moral significance must be discretely conational, and it must not include anybody else. Third, it must be sufficient to generate special duties, and not mere permissions. Let us make things easier and understand the last condition minimally: a sufficient condition to generate special duties consists in having reasons to favor the beneficence of a special party over non-special parties.

Hurka seems to suggest one such approach to justify partiality non-reductively. He investigates the constituents of intimacy by taking a closer look at relationships of love. To love your wife, he writes, is to love her “as an individual.” (p. 150) This individuating condition is shared history. Your wife, for instance, can have pretty brown eyes, but other women can have just as pretty brown eyes; however, no other woman can have the shared history of unique memories between you and your wife. Shared history is the core of intimacy, although there are various other contingent aspects which supplement accounts of intimacy. Conationals also share a history, and these may similarly be grounds for justified partiality. For example, in the 1960s, Canadians created a national health care system that “provides high-quality medical care to all citizens.” (p.153) Hurka asks the right question: “If certain people have a shared history of doing good, what determines the degree of partiality that is justified between them?” (p. 153) He addresses this question by outlining two criteria: first, the degree to which the people’s history is shared or involved interactions between them; second, the amount of good their interaction produced. (p. 153) Familial relations, and other relations of love and intimacy, score fairly high on both criteria. Conational relations score low on the first criteria, but high on the second (e.g. good of Canadian health care). This seems like a plausible justification for national partiality.

Hurka’s account seems to do well insofar as we are looking for. A “good” shared history seems to do the job of McMahan’s “commonalities” in that it ties conationals together in morally relevant ways, but it does a better job of demarcating conationals from strangers. Still, it is unclear how we tie into the historical narrative. Does my mere citizenship in a state mean that I have ties to that nation’s historical narrative? Moreover, how do we end up with duties rather than permissions? Hurka states that the special duties generated between conationals are not grand, but would I have the same duty to (say) a lifelong citizen of Canada as I would to somebody who became a Canadian citizen yesterday?

We can address question of the link from a citizen to historical narrative of the nation with a theory of social membership. Anybody who carries a particular tie to a nation’s history must be sufficiently integrated into the narrative of that nation, and I think this is done by being a social member of that nation. Social membership is a precondition for nationalism. Joseph Carens (2013) suggests two considerations for social membership: “residence and length of stay.” (p. 164) This is a good starting point, but Carens’ aim is more practical, and considers the institutional factors of being “relevant, objective, and easy to measure.” (p. 165) We need more principled reasons; namely, non-instrumental reasons for social membership. Taylor points out an instance of this in that people taking social membership as an end in itself want their culture and society to flourish long after their own deaths, just like a parent wanting their children to flourish after they pass away. A precise, principled outline of social membership is difficult to define because there will be countless counterexamples which need patching. I want to suggest adding McMahan’s morally significant “commonalities” – namely, things like shared values, ideals, and commitments. Remember that the problem with generating partiality from these commonalities was that it could not distinguish between nations with shared commonalities. But now we have stable grounding in shared history. We can now use commonalities, instead, as a principled criteria to distinguish who carries shared historical ties, and consequently who we owe special conational duties to.

It seems if we accept that we have special duties to conationals, a corollary would be that there is a boundary to distinguish how we treat conationals differently from strangers. In a minimal sense, this is a border (whether it is a closed border or open border is a different discussion). What I want to do now is examine this implication of a minimal border. If the conclusion of a minimal border is untenable, then we seem to have a reductio argument against the idea of special duties to conationals. This is a rich topic, particularly in debates between statists and cosmopolitans. I want to leave these discussions aside and focus briefly on just the topic of consistency between the principles of justice and the idea of national borders.  

David Miller (2008) frames the issue as “two conflicting intuition” between inequalities between people living in different places and the responsibilities of nations within their own borders. (p. 385) The basic sketch of his solution is to sketch a more refined theory of (global) justice to incorporate both the intuitions of universal human rights and “fair terms of interaction between independent political communities.” (p. 383) He distinguishes justice as having comparative and non-comparative requirements. (p. 392) In essence, comparative requirements have to do with the gap between rich and poor, whereas the non-comparative requirements have to do with an absolute condition of living “minimally decent lives.” (p. 394) Miller argues that the comparative requirement only applies “among people who already stand in a certain relationship to each, and especially among those who are fellow-citizens of a nation-state.” (p. 394) The idea is that global justice does not demand that we need to close the gap between rich and poor on a global scale. In effect, the principles of justice are not incompatible with the inequalities caused by national borders. [12] This is all very fast, but I merely want to show that there is no strict logical contradiction with justice and borders, and this can be accomplished with one plausible account (and I think Miller’s account is more than plausible).

By and large, what we end with is a very modest conception of special duties to conationals, and this implies an equally modest notion of national borders. To reflect back, it is inappropriate to think of our reasons to show special, partial treatment to conationals as something required by our general moral duties. Nationalism is a moral phenomenon which gives rise to distinctive, sui generis, special duties. This gives us a solid foundation to mount the idea of minimal national borders.

Sources

Abizadeh, Arash. (2010) “Democratic Legitimacy and State Coercion: A Reply to David Miller. Political Theory: 38 (1).

Blake, Michael. (2001) “Distributive Justice, State Coercion, and Autonomy.” Philosophy and Public Affairs: 30 (3).

Carens, Joseph. (2013) “The Ethic of Immigration.” New York: Oxford University Press.

McKim, Robert, and Jeff McMahan. (1997) “The Morality of Nationalism.” New York: Oxford University Press.[13]

Miller, David. (2010) “Why Immigration Controls Are Not Coercive: A Reply to Arasha Abizadeh” Political Theory: 38 (1).

Miller, David. (2008) “National responsibility and global justice.” Critical Review of International Social and Political Philosophy: 11 (4).


[1] I use “obligations” and “duties” interchangeably.

[2] I use “conationals” instead of “compatriots” to exclude the connotation of polity.

[3] When I mention “impartiality,” I mean morally relevant forms of impartiality. Moreover, I mean morality in a loose sense to encompass what some may designate as merely political or pragmatic considerations.

[4] Even if we assign the same amount of (say) respect to all, the strict impartialist will have qualms with treating some more with more beneficence than others.

[5] A rule, then, that fails to be formally impartial might be something like, “Daniel should care more about Canadians than Koreans.” Note that this maps onto the universalist-particularist distinction; that is, universalists nationalism is compatible with formal impartiality. (p. 117)

[6] Different authors use different terminological distinctions to flush out the distinction I am trying to make. I do not think that the terms make much of a difference here as long as they capture the general idea of demarcating the grounds for partiality.

[7] Some try to moderate the degrees of nationalism and subsequently fit them into impartial demands. These attempts try to cash out the particular right to be nationalistic, and investigate how the right to be nationalistic stacks up with other universal human rights.

[8] McMahan adds the idea of “complex identification” (p. 121-122), which entails further modes of identity from a range of groups (e.g. family, community, employee, etc.). This is meant to supplement nationalism as life-enriching by capturing more groups which add to the cumulative weight of “well-being.”

[9] Note that “general” duties are both formally and substantively impartial. These general duties can provide a further justification for merely formal duties (and justify jettisoning substantive impartiality). We may have reasons for having special duties (e.g. instrumental value), and one of these reasons might be to follow a general duty (e.g. gratitude).

[10] McMahan adds that this is not say that these special obligations are morally primitive. They can be analyzed in terms of genetic connection, voluntary assumption of responsibility, and so forth.

[11] This goes to Feinberg’s point: “The question is not simply, Why nationalism?’ It is why nationalism rather than something else…” (p. 68) Racial partiality is condemned as “arbitrary, illegitimate, and pernicious form of discrimination.” (p. 111) Racial relations fail to have morally significant commonalities. Biological markers are not morally significant, and races do not have commonalities of value. Moreover, perverse or evil shared values cannot be counted as morally significant (along with trivial ones).

[12] Some have retorted with the suggestion that national borders are only justified by those subject to the coercive force of the borders, which include those outside the borders. Michael Blake (2001) holds that the “coercive network of state governance” (p. 258) only applies to citizens. (Blake has the same style of argument as Miller, but his argument rests on the notion of the “principle of autonomy” and he takes the existence of national borders as a matter of fact.) Arash Abizadeh (2010), drawing from a conception of autonomy and self-determination from Joseph Raz, says that borders pose coercive force on the autonomy of those outside the borders. Miller (2010) responds effectively to this challenge by drawing a distinction between “coercion” and “prevention,” where prevention does not undermine autonomy.

[13] I used the following sources from this book: Jonathan Glober’s “Nations, Identity, and Conflict,” Charles Taylor’s “Nationalism and Modernity,” Will Kymlicka’s “The Sources of Nationalism: Commentary on Taylor,” Walter Feinberg’s “Nationalism in a Comparative Mode: A Response to Charles Taylor,” Jeff McMahan’s “The Limits of National Partiality,” and Thomas Hurka’s “The Justification of National Partiality.”

Draft Essay: Ethics of Transmission Blocking Vaccines

Transmission blocking vaccines (TBV) is a way of combating infections (like malaria) by reducing the chances of infections in a community over time. Since it only blocks transmissions, individuals do not directly benefit from the vaccine but incur all the risks and complications. Assuming it is deployed in a low resource setting where infections are endemic, is it ethically justifiable? I think the most salient issue here is one concerning dignity. In this paper, I want to focus on two sub-issues: first, the issue of people being used as a means to an end (viz. reducing malaria in the community); and second, the issue of exposing people to risks that are contrary to their individual interests. I will set aside the question of rightness or wrongness within the standards of a strict normative ethics and rely rather on commonsense morality as an ethical justification. By “commonsense morality” I mean the justifications that go into things in the socio-political realm, like laws or policies, which mostly match our intuitions. It is hard to say if the ethical justifications in these cases are strictly (for instance) utilitarian or Kantian, and it is even difficult to say if one particular normative ethical theory should or ought to be deployed for a particular scenario; although, whether they are explicit or not, normative theories are often evoked through notions such as “individual rights” or “greater good.” With this in mind, I will seek to establish a justification through commonsense morality, and this will mean using parallel reasoning to point to cases which seem analogous and use the same justification to come to their conclusions. More specifically, I aim to establish a parallel between TBV and wartime conscription, and a parallel between TBV and taxation. Although the analogies do not map on neatly, I argue that each parallel highlights an avenue of justification that can be applied to the TBV case. In effect, if commonsense morality used to justify wartime conscription and taxation are acceptable, then the same justification used for TBV must also be acceptable.

I take the motivation behind objecting to TBV and related resistant attitudes to be based on the thought that TBV ignores or (worse) consciously violates individual dignity. The idea of “dignity” — roughly alongside ideas of “respect” or “integrity” — captures something like the Kantian notions that persons are intrinsically valuable and should never be used instrumentally for an end. For instance, a moral reasoner concerned solely with the best consequence might push a very fat man in front of a runaway trolley to save a bus load of school children; of course, the moral reasoner might fully understand the intrinsic value of the fat man, but the moral reasoner who is concerned with the best consequence might think the right thing to do in the given circumstance is to use the fat man as an instrument for saving the children. Those concerned with dignity may resist this moral reasoning and argue that the dignity of the fat man must not be violated in order to save some measly lot of school children. Similarly, in the case of TBV, the dignity of the individuals being vaccinated might be violated since they are an instrument for the end of reducing malaria in their community.

How exactly is the dignity of the vaccinated individual (or potential vaccinatee) being violated in the TBV case? First, the mere fact that they are being thought of as instrumental to a certain end rather than ends in themselves is problematic. There is something dehumanizing about being thought of as a mere instrument to a particular end — I can only gesture towards it here. We can take extreme examples to push the point (slavery, exploitation, coercion, etc.), but I think less obvious examples do a better job of outlining the contrast between the instrumental and intrinsic value of persons. Consider the example of employment. Typically there is some mutual agreement between employer and employee: the employee offers certain skills that the employer needs and the employer offers some compensation for the employee’s services. In this professional context, the employee has instrumental value to the employer. Now imagine the fatuously “by-the-books” employer who treats the employee only as an instrument: not allowing time off for the employee’s child emergency, getting furious at the employee for coming in 30 seconds late, and filing complaints for the smallest misdemeanors. We feel some sort of repugnance towards the employer’s behavior because the employer callously ignores the fact that the employee is more than just an instrument – after all, the employee is a person, demanding some level of dignity which the employer fails to respect. Similarly, TBV might carry the same attitude towards the vaccinated individual as the bad employer has towards his employee.

Second, exposing people to risks that are contrary to their interests may violate dignity. Some may say that any actions that are contrary to a person’s interests may violate dignity (e.g. giving a million dollars to an ascetic monk), but potential risks or harms provide further (a fortiori) reasons to think that dignity has been violated. The worry stems from the fact that TBV does not have direct benefit to the individual, and individuals generally do not take on risks that do not provide a direct benefit. This is not to profess that people are egoistic or to cast doubt on genuine cases of charity, but one may reasonable object to incurring risks for the benefit of the community at large. For instance, imagine we asked every citizen to pay a dollar to an initiative to provide everybody with hand sanitizer so we might prevent the transmission of the cold. I might reasonably object to giving my dollar — perhaps I am very poor, or I believe my immune system to be immaculate, or I believe my dollar would be better spent elsewhere. Now, we can up the ante by switching “a dollar” to “potential risks,” and we can see that I might have even stronger reasons to object to incurring a risk that does not directly benefit me. Again, the general worry to TBV is a violation of dignity, and any justification for TBV must overcome these worries.

To answer these worries, and to reiterate a caveat, I think justifications for TBV need to appeal to commonsense morality. Any justification appealing to a comprehensive moral doctrine is problematic in the context of public health. We cannot be strictly utilitarian or Kantian in our solutions, rather our commonsense morality must be sensitive to how certain features of these theories may apply to specific cases and reflect our intuitions. With this in mind, I think there are cases where we are posed with similar worries of violating individual dignity where we have come to acceptable conclusions. We can look at these cases and extrapolate the moral justifications, and then we may apply them to TBV.

The first parallel I want to draw with TBV is with mandatory conscription in wartime. Mandatory conscription faces similar worries of treating citizens as mere instruments for a war. For instance, citizens are treated as mere soldiers and are expected to ignore their other individual interests, projects, and goals. The justification, I think, offered in accordance with commonsense morality is that the ends are very great (e.g. protecting a great number of lives, liberties, and so forth). Once we reach a certain threshold of good as an end, we may be justified in violating individual dignity and use persons as mere instruments. Imagine a moral reasoner pushing a fat man in front of a runaway trolley because this time the trolley was going to hit and trigger an atomic bomb which would kill millions if detonated. The intuition behind our commonsense morality seems to align with the moral reasoner this time. Similarly, in the case of TBV, the good end of preventing the spread of malaria may be sufficiently good enough to meet the threshold to justifiably override individual dignity. It remains an open question what exactly this threshold of good is, but the morbidity and mortality of malaria seems to push intuitions that this threshold of good is met; or, at the very least, the threat of malaria (given the empirical data) is on par with the threats of wartime.

Insofar as the second worry relating to dignity — namely exposing people to risks that are contrary to their interests — I think here the mandatory conscription parallel fails. Usually our commonsense morality accepts the justification of the reasonable pacifist. There might be some TBV equivalent of a pacifist in that an individual may reasonably refuse to incur the risks associated with TBV. We need something other than the mandatory conscription example to meet this worry.

A second parallel between TBV and taxation may meet the worry of imposing risk to an individual without a direct benefit. Generally speaking, taxes are collected to fund public goods, and public goods are usually thought of as a shared interest for everybody in that society. Healthcare, for instance, might be funded publically with the thought that everybody has an interest in being treated when they are sick. This might raise a similar worry with individual dignity: what if the aims of taxation are not my aims? If nobody has a claim on me to give a dollar so everybody has hand sanitizer, why should there be claims put on me to pay taxes that go into (say) building parks that I will never visit and fund children’s programs I will never be a part of? I think the justification for taxation encroaching on individual dignity is complex. Again, I can only provide a partial answer, but I think an essential part of it is that the indirect benefits are sufficiently great and inextricably tied to more direct benefits for the individual. Taxation is essential to a functioning society, and a functioning society provides goods that are inextricable to direct benefits. For instance, a functioning society provides the conditions for a job, a family, and other essential benefits which are contingent on the more indirect benefits. A pension plan might be a very good thing in itself, but it also sets the stage for more direct benefits, like the relief of knowing one’s parents will be provided for. On this picture, “indirect benefits” is misleading since they are essentially tethered to more direct benefits (it might be more appropriate to call “indirect benefits” something like “downstream benefits” or “diachronic benefits”). We can draw a parallel to the case of TBV in that the indirect benefits of ridding malaria is inextricably connected to more direct benefits (e.g. social order, economic benefits, national pride). This justifies the incurring of potential risks.

I have framed the issue of TBV as one of dignity, and I raised two specific worries of using persons instrumentally and of posing risks on an individual for ends contrary to their interests. I have argued that our commonsense morality overcomes the first worry in cases of mandatory conscription by pointing to a sufficiently great end; insofar as the second worry, I looked at the parallel between TBV and taxation, and I argued that we justify risks without direct benefit to the individual by pointing to the indirect benefit and its ties to the individual’s more direct benefits. I conclude that since we accept (prima facie) the justification for mandatory conscription and taxation, we can accept similar justifications for TBV. Opponents may question the disanalogy to some extent, but there is a feature of the disanalogy that actually strengthens my conclusion: namely, there is some duty not to infect others that seems to provide added justifications for TBV.

Draft Essay: X-phi Guided Carnapian Explication and Normativity in Moral Philosophy

Carnapian explication provides a useful model for conceptual analysis, and it may further benefit from recent developments in experimental philosophy (x-phi). Shepherd & Justus (2015) give an account of how this is possible given the suspect nature of intuitions as a guide for analysis. The authors note an issue with x-phi guided explication: what normative role can x-phi (which seems purely descriptive) play in explication? Their answer to this question is formal epistemology, but I argue another avenue is also plausible for retaining x-phi’s normative import. In this paper, I build off of Shepherd & Justus’s account of how x-phi can be tethered to Carnapian explication, and I largely accept it as the best account of incorporating x-phi into a model for conceptual analysis. Where I deviate from the authors’ account is in highlighting the relationship between x-phi and moral philosophy. There are nuances in the methodology in moral philosophy which can be mapped onto the authors’ account of Carnapian explication, but these nuances must be made clearer. That is my primary goal in this paper; however, I also want to argue that x-phi can have normative import in moral philosophy in ways (contrary to what the authors suggest) that are not trivial or obvious. In effect, I argue that the principle that “ought implies can” provides x-phi with normative “bite” on two fronts: it creates an epistemic norm, and this has consequent impact on moral norms. I then demonstrate this through concrete examples of x-phi informed moral philosophy.

             Shepherd & Justus (2015) provide an account of how Carnapian explication can clarify the philosophical import of x-phi. X-phi’s supporting role in evaluating conceptual content has implications in the methodological approaches to philosophical issues. If we are already committed to a specific methodology that is inclusive of x-phi, we end up tackling philosophical issues is a particular way and this is not always obvious. The guiding principle behind x-phi is to support philosophical arguments that evoke empirical matters (e.g. “most people think that p,” “men think p and women think not-p,” “western cultures think p and eastern cultures think q…”). Shepherd & Justus take the traditional view on conceptual analysis to place “principal weight on intuitive judgments across possible scenarios.” (Shepherd & Justus, 2015, p. 382) For instance, when we analyze the concept “justice” (by asking questions like, “What is justice?”) and we reject certain conceptualizations (answers like, “Justice is nothing but the advantage of the stronger”), we appeal to our mere intuitions. This intuition might be okay for a negative methodology (namely, rejecting certain conceptualizations – although, some cast doubt on even this), but it seems problematic when we want a positive methodology of how conceptual content could and should be identified and evaluated. (Shepherd & Justus, 2015, p. 382) The authors suggest the positive methodology to be Carnapian explication. 

             Carnapian explication can be described as a process of moving from a clear explicandum to an adequate explicatum – here, an adequate explicatum would entail the following four criteria: similarity to the explicandum, exactness, fruitfulness, and simplicity. This is not a strict, rigid, formal activity: we don’t move to the exact concept at the end but just a better, more precise concept. For instance, “the concept of Piscis is meant to reveal properties of the animals in question that the concept of Fish would fail to deliver; likewise for other explications.” (Dutilh Novaes & Reck, 2017, p.206) Dutilh Novaes & Reck (2017) further point to how formalism provides a “cognitive boost” when considering flaws in our intuition. Again, “formalism” includes across what we mean when we talk about x-phi,  and Shepherd & Justice have a similar idea in mind of how to amalgamate x-phi and Carnapian explication.

             It is important to note that primitive commitments (theoretic aims, prior assumptions, constraints, etc.) to a particular methodology dictate the value of further methodological commitments. In this case, if we are committed to Carnapian explication, there is an issue of what role x-phi plays, or if it plays any useful role at all. Given our prior assumptions to the general reliability of intuition for at least a negative methodology (i.e. rejecting conceptualizations on the basis of intuition on other similar scenarios), we can at least establish the value of x-phi for identifying conceptual content. However, a positive methodology suggests something further about what conceptual content should or ought to have. The question can be put as such: “How can empirical data, which describe concepts, play any direct role in the normative evaluation and determination of conceptual content usually thought to be the proper (and primary) purview of philosophy?” (Shepherd & Justus, 2015, p. 383) X-phi seems to conflate the two different kinds of theorizing: one that is essentially descriptive (empirical concerns of what “concepts we actually have”) and one that is essentially normative (philosophical concerns of what “concepts we should have”). (Shepherd & Justus, 2015, p. 384) Take, for instance, the concept of table salt: we might identify the conceptual content as “that white, powdery stuff used to season food;” then, we might evaluate it and say “no, that doesn’t fit, it’s not the right concept” for whatever context or purpose – maybe “NaCl” is better. A lot of this conceptual analysis relies on intuition, and like Dutilh Novaes & Reck suggest through illustrations of cognitive biases and fallacious intuition, we can cast doubts on the epistemic import of intuition.

             The import and significance of x-phi – or how and where it is going to fit in our philosophical methodology – again comes down to “the proper role of intuition in identifying and evaluating conceptual content.” (Shepherd & Justus, 2015, p. 384) The so-called “positive program” x-phi camp gives intuition a “central role,” whereas the “negative program” x-phi camp “downplays its significance.” (Shepherd & Justus, 2015, p. 384) The negative camp cite empirical studies which cast doubt on the reliability of intuition (e.g. Knobe effect, cognitive biases, fallacious reasoning). The positive camp resists this by first “developing a theory explaining the psychological processes responsible for intuitions about C,” and then using the theory “to inform judgments about their [intuition’s] epistemic significance.” (Shepherd & Justus, 2015, p. 385) These divides center on the issue of the reliability of intuition.


             Shepherd & Justus suggest that a plausible positive program for x-phi is “explication preparation.” The authors begin by describing Carnapian explication as replacing or transforming “a concept (the explicandum) typically drawn from ‘everyday language or…a previous stage in the development of language’ (Carnap 1950, 3) [sic] into another concept (the explicatum) guided by four desiderata: retain similarity of conceptual content with the explicandum, and increase precision, fruitfulness, and simplicity, the last being subordinate to the others.” (Shepherd & Justus, 2015, p. 388) The motivation here is to match scientific methodology for philosophical pursuits. The idea is that x-phi can assist in explication in its desiderata of retaining similarity; that is, we may address the problem of discerning what content “merits attempted preservation” and what content “should be abandoned” in the explicanda. (Shepherd & Justus, 2015, p. 389) The authors cite examples of “explicandum clarification” in x-phi: clarifying “regions of vagueness in extensions and intensions of concepts,” “conceptual pluralism underlying a notion,” “sources of bias that influence intuitions,” “dependence relationships with other concepts.” (Shepherd & Justus, 2015, p. 390-391) The force of these examples shows that x-phi has a “positive philosophical payoff independent of contentious debates about intuition’s evidential status.” (Shepherd & Justus, 2015, p. 391) This positive program, independent of debates about intuition, is the important takeaway from the authors’ picture.


             Shepherd & Justus then seek to establish how x-phi assisted explication can apply to concepts with normative content. The authors move in the direction of formal epistemology and mostly write-off the avenue of moral philosophy. They write: “But normative concepts serve normative theories and it is entirely unclear they answer to empirical evaluation beyond perhaps, the familiar counsel that ought implies can.” (Shepherd & Justus, 2015, p. 391) I think this point deserves a closer look. Carnapian explication in moral philosophy works much the same as in other areas of philosophy; in essence, would take a moral concept as an explicandum and refine it through the four desiderata to end up

with the explicatum. Again, methodological questions rise of how we should or ought to think about morality. I think, however, there are novel ways to derive the normative import of x-phi if we explore its application in the avenue of moral philosophy.

             Before moving forward, let me make the connection between x-phi and moral philosophy a bit more explicit. Questions in methodology fall within the purview of metaphilosophy: in this case, the specific thread around questions of what the aim of philosophy is and how it should be done. Metaethics does exactly this in moral philosophy. Metaethics, in exploring how ethics should be done, looks at more basic questions of moral ontology, moral semantics, and moral epistemology. One particular stream of metaethics, one closely tethered to x-phi, looks at moral psychology: namely, looking at what the moral mind looks like, what happens when we make moral judgments, and how moral motivation works. (Miller, 2003, p. 2) Much of this is a descriptive enterprise in that we look at what moral powers we have — for instance, we might investigate the relationship between emotions and moral judgments, and what sort of role deliberation or rational faculties have in our moral judgments. This sort of descriptive enterprise can be approached naturalistically through scientific disciplines like experimental psychology. Here, philosophical arguments for claims about moral psychology appeals to empirical premises which can be informed by empirical means. This is generally how x-phi claims to assist moral philosophy, but the question remains of what the exact normative payoffs are.

             Still, an issue with x-phi guided moral philosophy is captured by the spirit of G.E. Moore’s naturalistic fallacy. It is important to address these worries before any claims about the significance of x-phi can get off the ground. Moore’s original worry targets “the view that moral properties are identical or reducible to natural properties as a matter of definitional or conceptual fact.” (Miller, 2003, p.12) He pushes this worry with his “classical open-question argument.” (Miller, 2003, p. 13) In brief, even if we say that “good” is synonymous with a naturalistic predicate (say, “pleasure”), it remains an open question whether the naturalistic predicate is “good” (“Is pursuing pleasure good?” is still a question we can ask without it being non-trivial or tautological). (Miller, 2003, p.14) I take the spirit of this worry to be that naturalistic approaches to moral questions are inappropriate and misguided.

             How can we defend the value of x-phi guided moral philosophy? One of the underlying assumptions in the open-question argument is that any conceptual analyses on moral terms (like “good”) are ultimately bound to fail. Moore’s idea of analysis is that “the analysis of P in terms of P* can be correct only if it is completely uninformative and uninteresting.” (Miller, 2003, p. 16) In other words, moral concepts cannot be analyzed in terms of naturalistic concepts. The stronger claim is that not even moral concepts can be analyzed (in the proper sense) by reference to other moral concepts. This becomes an a fortiori against x-phi: not only can we not establish that x-phi can inform philosophical conceptual analysis of moral terms, but we cannot even establish conceptual analysis in general. Moore assumes that “it is impossible for a conceptual analysis to be true but informative and interesting.” (Miller, 2003, p. 16) This “paradox of analysis” (or, at least, a weaker version of it) is typically addressed by a distinction between propositional knowledge (“that”) and knowledge of an ability (“how”). (Miller, 2003, p. 16-17) For instance, I might know how to drive a car without having all the propositional knowledge involved that correctly describes the process. (Miller, 2003, p. 17) In short, there is something suspect about the “paradox of analysis” insofar as jettisoning all sorts of conceptual analysis altogether.

             But what about the more direct concern that x-phi cannot inform philosophical conceptual analysis of moral terms? I think this worry is more general and takes some extrapolating from Moore’s naturalistic fallacy. Some (like Darwall, Gibbard, and Railton) might respond with the following: “Sure, I have left an explanatory obligation undischarged: I have provided no explanation of why otherwise competent speakers do not find it natural to guide their practice by means of my proposed analysis. But if, as you claim, competent speakers do not come to find it natural to guide their practice by means of the naturalistic analysis, you need to provide some explanation of why that is so. And you cannot just say ‘because ‘good’ and ‘N’ are analytically inequivalent’. That is no explanation at all. [sic]” (Miller, 2003, p. 24) I think this is a powerful reply. It is not enough to simply point at faults in a theory without coming up with a more plausible replacement, especially in discussions of methodological frameworks. The naturalistic account claims only to provide an abductive account (or an inference to the best explanation).

             Before tackling the issue of normativity and x-phi, it is useful to distinguish how we are using the term “normativity.” Generally, normativity is concerned with reasons to act in certain ways, but we might use them equivocally if we do not specify the aims or ends. In one sense, there is a methodological way of how we “should” or “ought to” conduct philosophical investigations; here, I think, the end is epistemic or directed at getting at the best answers. The other sense is directed at moral aims in that it deals with how we adhere to certain dictates for cooperation, a good life, and so forth. So, for instance, “You ought to avoid cognitive errors in reasoning,” is normative in the first sense; whereas, something like, “You ought to avoiding murdering innocent people,” is normative in the second sense.[1] We might conflate them by (say) establishing some prescription to be good epistemic agents, but I want to clarify that this bridge is not obvious or uncontroversial.

             Let us quickly take stock before deviating from Shepherd & Justus. Carnapian explication is a useful positive methodology for arriving at conceptual content, and x-phi latches onto this methodology in the pre-explication phase by clarifying the explicandum. The normativity of x-phi is still unclear: how does x-phi do more than clarify and describe what concepts we already have? Can x-phi have a role in what concepts we should or ought to have? Shepherd & Justus argue for x-phi’s normative bite in the direction of formal epistemology, but I think they overlook (or at least underemphasize) the point that x-phi can have extraordinary normative force in the domain of ethics. The rest of this paper will explore this avenue.

              “Ought implies can” means that normative requirements cannot apply to agents who cannot comply with it. (Miller, 2003, p. 123-124) Just as I cannot be required to sprout wings and fly, I cannot be required to do something morally that goes against my moral psychology. This is one way a descriptive enterprise can have normative impact. Speaking generally, a descriptive account of moral psychology can describe constraints which would inform our normative theories by carving out a domain of suitable normative prescriptions. X-phi provides just such descriptive account of moral psychology. When x-phi delivers a descriptive account of our moral psychology, it has normative impact in the epistemic sense (more specifically, metaethical theorizing) because it demarcates the domain of theorizing. For instance, a descriptive account of humans being flightless mammals would rule out (through an epistemic norm) the aerodynamics of humans. This echoes Carnapian explication — namely, we increase precision by cutting out the irrelevant (e.g. the aerodynamics of humans), retain the similarity in conceptual content (e.g. that humans are flightness mammals), we develop a fruitful norm (e.g. that epistemic norm), and we end with more-or-less a simple theory.

             In addition, this epistemic normativity (qua metaethics) has downstream effects on the moral sense of normativity (qua normative ethics). If there are limits or constraints on our moral capacities, then we would have different subjective reasons for action or we would adjust our behavior accordingly. This point is subtle, so let me try to illustrate it: in continuing the flight analogy, if I knew I could not fly (imagine it was novel information), it could not only guide my theorizing of humans, but it would guide my practical actions as well; that is, I would not (say) play a practical joke of shoving people off cliffs or develop my back muscles for the aims of flying greater distances. X-phi, insofar as moral philosophy, seems to have normative import on two fronts

             Perhaps this point can be made more concrete by tracing how this works in a case example. Joshua Greene proposes a “dual-process theory of moral judgment” which argues that deontological judgments are driven by “automatic emotional responses” and utilitarian judgments are driven by “controlled cognitive processes.” (Greene, 2009, p. 4) This model is based on empirical data collected by subjects exposed to the Trolley Problem. (Greene, 2009, p. 4) In short, Greene and colleagues collected functional magnetic resonance imaging and reaction time data of subjects responding to two scenarios: first, a scenario where a runaway trolley headed to five people on one side of the track and one may choose to switch the trolley to another track to kill only one person; second, the same runaway trolley headed to kill five, but this time one is on a bridge and choose to push a person off to their death in order to stop the trolley from killing the five. Their analysis of the data results in a model of the moral mind that conceives moral judgments as an emotional response that adheres to basic rules followed by a slower deliberation adhering to rules about the best consequence. Here, we have a case of x-phi informed moral philosophy: if Greene’s claims are right, our moral judgments work in the way he describes them. What is the normative import of this description? Methodologically speaking, it seems to generally support a naturalistic approach to ethics (more on this shortly). However, one of the more specific takeaways from Greene’s model is that it undermines deontological approaches to ethics. If our deliberative moral capacities are always oriented to the best consequence, and whatever rule-like behavior is reduced to mere emotions, then our domain for (normative) ethical theorizing precludes most versions of deontological theories. We see the principle that “ought implies can” does a significant amount of work establishing the normative import of the x-phi’s findings. If we are the type of beings that cannot adhere to a deontological moral framework, then we cannot be expected to follow such a morality. Moreover, our moral theorizing is constrained insofar as avoiding theories that evoke a deontological moral framework. Note that the “ought implies can” principle, here, is being used as a heuristic to interpret the normative import of the (descriptive) empirical data. This principle does much more legwork in ethics because it provides normative bite in an epistemic and a moral sense.

             Let us look at another case: Jonathan Haidt’s “social intuitionist model.” (Haidt, 2001, p. 815) This model is highly revisionistic of traditional approaches presented by armchair philosophers; specifically, the “rationalist models, in which moral judgment is thought to be caused by moral reasoning.” (Haidt, 2001, p. 814) This revisionist approach further highlights the normative import of x-phi – that is, it claims to bring an entirely novel evaluative standard and tears down much of the existing ones. In brief, Haidt suggests that (given a large body of empirical evidence) moral judgments are “quick, automatic evaluations (intuitions),” and what we take to be slow, deliberative moral judgments are a mere “post hoc construction.” (Haidt, 2001, p. 823) On Haidt’s model, asking somebody to put their gut reactions (“intuitions”) aside and engage only in deliberative reasoning to form moral judgments is just like asking somebody to sprout wings and fly. Again, this guides our methodology for approaching ethical questions, but much more radically. Note that prior to this x-phi driven model, the paradigm of the moral mind was “rationalistic;” as such, by jettisoning this rationalistic model, we seem to adopt a new methodology that followed with the x-phi findings. The success of this model seems to reinforce a general naturalistic methodology insofar as approaching topics in ethics and moral philosophy.

             Some may question the normative import of x-phi insofar as methodology because it assumes naturalism. It seems odd that accepting x-phi also might mean accepting a comprehensive methodology, complete with its own set of metaphysical and semantic commitments. So, one may argue, the x-phi’s data is not a further reason to take up a naturalistic methodology; rather, one must have such normative commitments beforehand, and x-phi then brings nothing novel to the table. Here, we must take a closer look at the relationship between accepting the significance of x-phi and our commitments to a particular methodology.

             In response, Peter Railton’s suggests that a naturalistic methodology[2] does not have to be accepted a priori as some sort of inextricable bundle deal when we accept the significance of empirical data from x-phi for our moral concepts. We can accept the significance of x-phi very loosely: for instance, if x-phi defines moral judgments in a certain way, that definition “must be vindicated by the capacity of the reforming definition to contribute to the a posteriori explanation of features of our experience.” (Miller, 2003, p. 180) In other words, whether or not the new definition supplied by x-phi is acceptable or not is an a posteriori matter, and we are consequently not committed a priori to the naturalism tied to x-phi. We are not committed ipso facto to the naturalistic methodology, but the plausibility of the findings from x-phi might be an added reason to commit oneself to a naturalistic methodology.[3] As it follows, the naturalism accompanying x-phi is “non-hegemonic.” (Miller, 2003, p. 182)

             By and large, my aims for this paper are not ambitious. I have sketched Shepherd & Justus’ account which I take as the foundation to build my argument. I have suggested that x-phi can have normative import in moral philosophy given our methodological framework of Carnapian explication. X-phi assists in clarifying content as well as providing evaluative norms by setting the boundaries on our (meta)ethical theorizing. I have provided salient examples to trace the normative import of x-phi through models of the moral mind sketched by Greene and Haidt. I then dealt with a worry about the naturalistic methodology which seem bound to x-phi. In the end, I want to push for the significance of x-phi in moral philosophy; that is, x-phi provides both descriptive and normative payoffs.

Sources

Dutilh Novaes, C. & Reck, E. Synthese (2017) 194: 195. doi:10.1007/s11229-015-0816-z

Greene, Joshua D. (2009). Dual-process morality and the personal/impersonal distinction: A reply to McGuire, Langdon, Coltheart, and Mackenzie. Journal of Experimental Social Psychology 45(3): 581-584.

Haidt, Jonathan (2001). The Emotional Dog and Its Rational Tail. Psychological Review 108 (4):814-834. 

Miller, Alexander (2003).An Introduction to Contemporary Meta-Ethics. Cambridge: Polity Press.

Shepard, Joshua & Justus, James (2014). X-Phi and Carnapian Explication. Erkenntnis 80 (2):381–402.


[1] Of course, this is non-exhaustive. There might be other senses of normativity, such as norms of aesthetics, manners, and sort forth.

[2] Railton distinguishing two types of naturalism: first, methodological naturalism, which he takes to be a general “explanatory approach to an area of human practice;” and second, substantive naturalism, which he takes to be semantic interpretation of the concepts in some area of practice or discourse in terms of properties or relations that would ‘pull their weight’ within empirical science. (1993b: 315) [sic]” (Miller, 2003, p. 178-179)

[3] Of course, it is entirely possible that the findings from x-phi are neutral on the matter.

Draft Essay: Impartiality and Judicial Review

The aim of this paper is to address a worry with Ronald Den Otter’s case for judicial review. Den Otter’s argument rests on the notion of “public reason.” The term is used here to mean a justification for principles and rules which cannot be rejected by reasonable people on reasonable grounds. Granting Den Otter’s argument up to the point that judges are indeed best suited to come up with a set of sufficiently public reasons, there is a worry with how judges must decide between multiple public reasons and end with the “best” public reason. Some principle is necessary to guide this decision-making process. I think this principle, as evident in public reasons, is the principle of impartiality (and neutrality). This essay begins with an explication of impartiality and finds a notion of neutrality at its core. With this in place, I explore impartiality and neutrality within Den Otter’s picture, eventually leading up to the worry about judicial review. I argue that judges cannot be sufficiently (and consistently) impartial in deciding the best public reason from a set of sufficiently public reasons; as such, if we want to move closer to impartiality, we must move the voting from the judges to the citizens.  

To set the stage for our discussion, let me begin by providing a sketch of what I mean by “neutrality” and “impartiality.” First, some caveats. It is crucial to distinguish these two terms; often, these terms are conflated and the distinction is blurred. For instance, judges are synonymously labelled as “impartial” and as “neutral.” This makes things unclear, especially when we want to understand how to conceptualize the function of these terms. In short, I think neutrality is a necessary condition of impartiality, meaning one of the features of impartiality is that it carries the notion of neutrality.

Let me start by first sketching a basic picture of the structure of impartiality. Impartiality is a concept typically found in discussions of morality, and these discussions help illuminate some of the dimensions of impartiality. One dimension of impartiality is impersonal, meaning dispassionate or indifferent. In this case, the good judge is impartial insofar as they are not swayed by emotions or weigh in personal considerations – for example, an angry judge should not deliver a harsher sentence to a defendant, nor should the judge deliver a more lenient sentence because the judge and defendant both enjoy jazz music. Another dimension of impartiality is equality, which suggests a level playing field for all. When I say “all,” I want to remain neutral to the fact that it can encompass an impartial assessment of moral rules, conceptions of good, and other abstract conception, and not just moral agents. Here is a moral example of impartial equality: William Godwin (Godwin, 1793) imagines a scenario where one must choose to either save a chambermaid or Fenelon (the archbishop of Cambrai) from a fire. If the rule was to promote the best consequence, the clear outcome would be saving Fenelon, since he benefits thousands with his works. Even if the chambermaid was one’s own wife or mother, they would still be on a level playing field insofar as the rule to promote the best consequence, and Fenelon would still choose the archbishop over one’s own wife or mother in promoting the best consequence. This is far from an exhaustive account of impartiality, but we have enough of a sketch to move on.

Let me end this discussion on impartiality with a more formal definition, provided by Bernard Gert, we can later make reference to: “A is impartial in respect R with regard to group G if and only if A’s actions in respect R are not influence at all by which member(s) of G are benefited or harmed by these actions.” (Gert, 1995) There a couple things to note here. This formulation is not strictly a moral formulation. This formulation makes reference to an agent’s point of view (the agent being “A”) and how this agent executes (or, the “actions”) impartial treatment. Furthermore, it is always with reference to another agent (or, “group G”) and how they are treated (or, “in respect R”). Neutrality seems to be thematic in this conception of impartiality.

Before exploring the relationship between neutrality and impartiality, let me briefly outline what is meant by “neutral.” The relevant type of neutrality for our discussion concerns actions; that is, similar to our formulation of impartiality, neutrality regulates how one acts. For instance, Joseph Raz (Raz, 1998) gives the example of being neutral between conceptions of good. He writes, “Such a principle [neutrality] will require the state to react in a way yet to be specified, i.e. neutrally, to disagreements about conceptions of the good […]” (p. 31) Here, the state’s actions are regulated by neutrality, and its correspondingly neutral actions are such that they are unspecific with respect to (in this case) conceptions of the good. Perhaps we can modify Gert’s impartiality formulation for neutrality: A is neutral in respect R with regard to view V if and only if A’s actions in respect R are yet to be specified to view V.

So how does neutrality map onto impartiality? Taking, for instance, the first dimension mentioned above, impartiality as being impersonal might incorporate neutrality in that we remain neutral to our views as subjective individuals. Thomas Nagel (with the help of Derek Parfit) can help us out here with the distinction between agent-relative and agent-neutral. (Nagel, 1986) The basic idea is that a reason for action is agent-relative if it makes some reference essential reference to a person, and it is agent-neutral if it does not. If I were a judge, I would act on agent-relative reasons if delivered a harsher sentence because the defendant made me angry (since my anger is a reason for me but nobody else). Similarly, moving to the second dimension mentioned above, my reasons to save my wife over Fenelon are reasons for me and nobody else (after all, my wife is not anybody else’s wife, hopefully). In effect, my acting agent-neutrally is to act in a way in which agent-relative reasons are yet to be specified. Now to address the question of the relation between neutrality and impartiality: neutrality is a necessary condition to impartiality, but neutrality on its own denotes a more narrow idea of non-specificity.

                  Before investigating in any depth the relevant uses of impartiality and neutrality in Den Otter’s picture, it is appropriate for clarity’s sake to merely identify them first. To do this, let me first give an overhead view of Den Otter’s enterprise, then magnify on the parts relevant to impartiality and neutrality. Den Otter’s uses the Rawlsian idea of public reason to justify judicial review. Den Otter’s view arises in the context of value pluralism within a liberal democracy. A plurality of values is problematic when the fundamental values of the citizens are in conflict with the values held by the state. The state, in accordance with its values, issues coercive authority, and this coercive authority must be justified to the citizens. This justification comes in the form of public justification; namely, a justification which cannot be reasonably rejected. Public justification must be grounded in public reasons, which are characteristically anti-perfectionist. Den Otter notes: “Rawlsian public reason is premised on the fundamental distinction between what is true and what is reasonable.” (p. 165) The aim here is not truth, rather it is finding a justification which would be acceptable to all reasonable dissenters. Much is devoted to the nature of public reasons and the appropriate steps to arriving at sufficiently public reasons.

Diving a little further in, Den Otter’s more controversial thesis is that judges are the best at coming up with public reasons. Working within a framework of constitutional liberalism, judges take from the abstract theory of public reasons and translate it into concrete notions of freedom and equality; with this, they may adjudicate controversial cases in a way which is publically justified. Den Otter’s premise in favouring judges over anybody else is a practical one. He writes that leaving it to citizens entails an “unrealistic assumptions about their civic capacities,” (p. 20) and also notes that “courts cannot save Americans from themselves, but they can help them to understand the importance of protecting the freedom and equality of everyone when certain constitutional questions arise.” (p. 19) It is difficult to see if there is a principled reason for judges being better at coming up with public reasons. Den Otter adds: “that judges are more likely to be able to identify sufficiently public reasons than citizens and their elected representatives are in the most important constitutional cases.” (p. 20) By and large, Den Otter seems to rest his argument on contingent claims.

With this general picture in place, let us return to our aim of identifying the relevance of neutrality and impartiality in Den Otter’s picture. To start, the Rawlsian liberal framework is supposedly neutral, and impartial in its genesis. This sets the stage for the crux of our discussion: how judges must be impartial. (Here, we must grant Den Otter’s claim that the judges are the best at identifying public reasons.) First, judges must be impartial when coming up with public reasons. Second, I think judges must also be impartial after coming up with multiple sufficiently public reasons and deciding which one public reason to commit to. I argue that judges fail in this second respect.

Let us begin by investigating the first claim to neutrality and impartiality which underlies the Rawlsian liberal framework. Starting again with a rough sketch, Raz (1990) identifies four themes in the view put forth by Rawls. First, “limited applicability” refers to the fact that the Rawlsian view is not a comprehensive theory of justice; rather, its application is limited to a modern constitutional democracy, where there is a pluralistic society with a generally shared common culture. (p. 7) Second, “shallow foundations,” what Raz has issues with, refers to the fact that justifications must be founded on the “common currency of our public culture.” (p. 8) Third, the “autonomous” feature adds the idea that Rawls does not start with general moral truths – in fact, it is indifferent to what is truth – rather, its starting point is within common culture. Fourth and finally, “epistemic abstinence” highlights the idea that the doctrine of justice does not claim to be true; that is, some truths are off limits (regardless of their truth value) because they are not sufficiently “public.” This, according to Raz (p. 10), is motivated in the name of stability and social unity; moreover, they are commitments tied to the Rawlsian liberal framework. These four themes are useful to keep in mind, and we will make reference to them in our discussions of impartiality.

Now, what is the relationship between a liberal framework and impartiality? Nagel (1987) goes into the paradoxical nature of liberalism and its notion of impartiality. He notes that whatever our conception of politically endorsed morality is, it must be impartial; what people disagree on is what this impartial morality is supposed to be, and this calls for a “higher-order impartiality.” (p. 217) In Nagel’s words, higher-order impartiality is necessary for liberalism because, “in politics, where we are all competing to get the coercive power of state behind the institutions we favour – institutions under which all of us will have to live – it is not only our personal interests, attachments, and commitments that bring us into conflict, but out different moral conceptions.” (p. 215-216) The higher-order impartiality is important for questions of political legitimacy and justifying coercive force. Talk of this sort of “higher-order” impartiality has been very abstract thus far, so perhaps an illustration will help clarify what is being discussed. I think this sort of impartiality is apparent when applied to moral rules. Let us begin by distinguishing what would be “lower-order” impartiality. Take for instance the rule, “Do not break promises.” We can be impartial insofar as executing this rule by not making any exceptions to this rule; so, for instance, we would be equally diligent in keeping a promise to a stranger as we would our spouses. Now, “higher-order” impartiality would refer to us being impartial when we come up with moral rules. A moral rule like, “Christians may break promises,” would not be impartial because it shows favour to Christians. There is a difficulty, however, with this “higher-order” impartiality, and it relates to the grounds for one’s belief something is impartial.

There is a problem with competing conceptions of impartiality. For example, take again the rule, “Do not break promises.” This might seem sufficiently impartial, but somebody might retort, “There are clearly cases where breaking promises is permitted or even required morally.” These exceptions seem to violate impartiality. Even if you believe that the rule against breaking promises is sufficiently impartial, clearly the opponent is not unreasonable for rejecting it. What do you appeal to when facing this opponent? The answer to this question sheds light on how impartiality is tied into the conception of liberalism. Liberalism provides “a maximally impartial standard of right which has priority over more specialized conceptions in determining what may be imposed on us by our fellow humans, and vice versa.” (p. 239) In the end, the liberal framework is an impartial framework which trumps all other purported impartial frameworks.

Nagel warns that liberalism must not be conceived as committed to the moral ideals of autonomy and individuality, or else it would become “just another sectarian doctrine.” (p. 223) The aim is a framework from which we can assess all other doctrines. Thus, liberalism must be defended as a theory of impartiality, or a theory that is inextricable with an interpretation of impartiality. The conception of impartiality assesses not only benevolence and how coercion are to be exercised, but higher-order concerns of how we identify benefits or coercion. Liberal impartiality strays from Gert’s formulation of impartiality in that it is directed towards beliefs rather than actions. In Nagel’s words, liberal impartiality tries to make “the epistemological standpoint of morality impersonal as well.” (p. 230)

Let us now investigate how the judge must be impartial when coming up with public reasons. Returning to the more general, formal definition: “A is impartial in respect R with regard to group G if and only if A’s actions in respect R are not influence at all by which member(s) of G are benefited or harmed by these actions.” “Actions,” for the judge, would be coercive actions – the goal, then, is justified coercive actions vis-a-vis public reasons. Using the categories provided by Raz, judges must be impartial in accordance with two themes: “shallow foundations” and “epistemic abstinence.” Shallow foundations refer to the impartiality insofar as neutrality towards theories of good (anti-perfectionist).  To be neutral to theories of good means that any public reason must not favor a specific value system – for instance, a non-neutral theory of the good might be that God (and a life devote to God) is the best kind of life, or perhaps that a life devoted to pursuing the pleasures of chocolate is the best kind of life. This is problematic because any coercion based on some particular theory of the good unjustly violates the autonomy of those not committed to that particular theory of the good (e.g. perhaps the coercive theistic laws infringe on the chocolate-eaters’ way of life). Similarly, when we talk of judges showing “epistemic abstinence,” it means that that judges must put aside their own views on truth, particularly in regards to a doctrine of justice. Raz writes that “certain truths should not be taken into account because, though true, they are of an epistemic unsuited for public life.” (p. 4) Again, even if it were true beyond a doubt that worshipping God our ultimate purpose in life, judges would need to put these sorts of truths aside when coming up with public reasons. This second theme, “epistemic abstinence,” reflects liberal impartiality – that is, it demands that conceptions of truth need to be impartial. Judges must be impartial in this sense in coming up with sufficiently public reasons, but they must also be liberally impartial in the second step of weighing between different public reasons.

As we move to my main argument, let me first clarify the problem. Den Otter writes that a second challenge for the judges after coming up with sufficiently public reasons is weighing “the remaining public reasons appropriately in reaching the conclusion that is most publicly justified.” (p. 186) Den Otter seems to be more concerned with the method involved of coming up with sufficiently public reasons and arguing that judges are the best filters for ending up with a set of public reasons. But the further issue is that once we have public reasons, judges must decide which from the set is best; moreover, at this point, the sort of reasoning involved in coming up with public reasons runs out and the judges must use their own discretion. Sincere, good faith attempts by the judges still seem problematic. The judges have various biases, like political commitments, which seem to subtly distort their judgement so that the “best” public reason we end up with is skewed. For example, imagine there were sufficiently public reasons to support abortion on one side, and there were sufficiently public reasons against abortion on the other side. Public reason cannot help judges decide between the two. If we imagine further that the judges in charge of the decision were conservative, we may end up with a publically justified law against abortion every time. This seems unfair to someone who supports abortion. Nevertheless, I think there is a way of making this fairer.

The judges, when deciding between competing public reasons, must be pushed to liberal impartial. There is something that sounds initially circular about this proposal. Since judges must be impartial in coming up with public reasons, and the set of public reasons they end up with have some notion of neutrality embedded in them, it seems odd to expect that a further impartiality would give novel answers to the question of which public reason is best. But this misses the point: judges engage in a different kind of reasoning when weighing public reasons. Let us track the uses of impartiality in these modes of reasoning. In merely identifying public reasons, the judges use the sort of general, action-oriented impartiality formulated by Gert. In weighing multiple sufficiently public reasons, the judges engage in an epistemic, liberal impartiality. Since the public reasons are already impartial in the prior senses, we need a different sort of impartiality to adjudicate between public reasons.

Judges are not well-suited for satisfying the demands of liberal impartiality. When weighing public reasons, judges must resort to their comprehensive doctrines, in some sense, because their adjudication requires some commitment to the truth of certain claims. To illustrate, imagine there are sufficiently public reasons both pro-affirmative action and anti-affirmative action, and judges must adjudicate on which public reason is best. The judge might weigh the pro-affirmative action side more heavily because of his understanding of equality and equity. Another judge might give weight because of her understanding of sociological theories. The weight attributed to public reasons is going to reflect some conception of truth on the part of the judge. Any adjudication is going to be epistemically partial.

Perhaps this is the best we can do. This sort of partiality seems like a cognitive deficiency that nobody can get around. The solution might be to let the judges, with their good faith attempts at the truth, vote amongst themselves. But this does not lead to solution that is epistemically impartial. There may be some cognitive bias particular to judges, just as there are cognitive biases particular to scientists (for instance, a naturalistic or mechanistic view of the world).  If our aim is liberal impartiality, which entails epistemic impartiality, it seems the best solution is to let the people decide.

Letting the citizens vote is the closest to liberal impartiality because whatever partiality remains is not problematic. By having a mass vote, there are different attempts at the truth informed by different views of the world. Let us explore this some more with an illustration. Imagine we had a public vote for two opposing public reasons pertaining to abortion. People would vote based on their understanding of religious truths, their understanding of the nature of personhood, their understanding of murder, and so forth. This approach of turning it over to the people is epistemically more impartial because it includes a wider variety of attempts at truth and it does not favor just a select few (like the judges). On a smaller scale, it would be like adding a continental philosopher to a faculty of analytic philosophers – in this case, the faculty is less partial to analytic attempts at the truth. The underlying principle here is that more variety in attempts at truth makes the cumulative whole more epistemically impartial.

There may still be worries about impartiality with citizens voting. What if the population was saturated with, say, Christians? Do they not have unified approaches to truth? Is this the same epistemic partiality we had with the judges? I think this point overstates the homogeneity beliefs in sectarian groups. Christians have all sorts of different understandings of truths relevant to abortion; as evident in Christian populations, not every Christian is against abortion, and even all those against abortion are not against it for the same reason. By and large, the way people come to conclusions is a complex process of weighing various commitments to various beliefs they hold to be true. In any case, the only problematic kind of partiality which remains is on a national level. Another way of tracking epistemic impartiality is tracking the institution: for instance, judges are impartial qua judiciary and scientists are impartial qua academia, and we can make further fine-grained distinctions from there. But shifting the vote to the citizens guarantees that all institutions and attempts at the truth are represented. However, it seems there is a qualifying condition in all these cases; namely, they are all within a particular nation. There is a subtle partiality in favor of members of the nation. It is evident immediately that this sort of partiality is not dangerous or unjustified to the citizens. Showing partiality towards citizens when voting on coercive laws is unproblematic.

What is important for public justification is impartiality. There is an issue which remains unaddressed which may have implications on the central thesis of this essay. The issue is of a substantive principle which judges may draw upon in deciding among public reasons. I have merely provided a formal principle. I have shown that the structure of Den Otter’s argument rests on a fundamental notion of liberal impartiality. The same sort of impartiality must be applied when deliberating between a set of sufficiently public reasons. Judges cannot satisfy this criterion. The citizens, however, may move closer to this impartial ideal but still cannot achieve it; nevertheless, the partiality which remains is justified because it originates from the citizens themselves.

Sources

Den Otter, R. (2009). Judicial review in an age of moral pluralism. Cambridge: Cambridge University Press.

Gert, Bernard, 1995. “Moral Impartiality,” Midwest Studies in Philosophy, XX: 102–127.

Godwin, William, 1793. Enquiry Concerning Political Justice and its Influence on General Virtue and Happiness, ed. Raymond Preston. New York: Alfred A Knopf.

Keller, Simon. Partiality. Princeton, NJ: Princeton University Press, 2013.

Nagel, Thomas. Moral conflict and political legitimacy. Philosophy and Public Affairs (16). 1987.

Nagel, T., 1986, The View From Nowhere, New York, NY: Oxford University Press.

Rawls, John (1996). Political Liberalism, New York: Columbia University Press.

Raz, J. (1998) “Disagreement in Politics,” American Journal of Jurisprudence: Vol. 43: Iss. 1, Article 2.

Raz, J. (1990). ‘Facing Diversity: The Case of Epistemic Abstinence,’ Philosophy & Public Affairs, 19: 3-46.

Draft Essay: Brentano and Metaethics

Franz Brentano has unique answers to questions posed in moral philosophy. T. M. Scanlon has revived Brentano’s particular approach within the context of contemporary metaethics. This essay will compare Brentano’s account with Scanlon’s “buck-passing” account, and note the advantages of Brentano’s view. The buck-passing account seems to stumble when faced with the “wrong kinds of reason” problem; however, Brentano overcomes this hurdle with his notion of “correctness.” This notion must be explored further, especially with some of the tools provided by contemporary moral philosophy. I suggest that Brentano’s notion of correctness raises questions which cannot be adequately dealt with by a discrete look into Brentano’s philosophy; rather, contemporary solutions – mostly from the philosophy of emotion and moral psychology – can supplement Brentano’s picture.

To paint the background Scanlon’s view, we can make an initial distinction in the normative sphere between evaluative concepts and deontic concepts. Deontic concepts include things like reason, right, wrong, duty, obligation, and so forth. Evaluative concepts include things like value, good, bad, better, worse, and the like. Metaethics, and Scanlon’s enterprise, comments on the nature of these concepts and how we are to understand their relation. For instance, we might say that “good” (or “value”)[1] is a simple, basic (unanalyzable) property; as such, one might use “good” to define all the other concepts – say, actions are “better” if they have more good, or we have a “reason” to act if it gets us closer to good.

Scanlon’s buck-passing account takes a particular stance on the relation between these categories (viz. deontic and evaluative) of normative concepts. Buck-passing is committed to the idea that evaluative concepts can be analyzed using deontic concepts; more specifically, “good” is to have other properties which provide “reasons” (to respond). (p. 97) On this view, when we say something is “intrinsically good,” we are not saying that there is some concept “good” which makes the thing intrinsically good. Rather, when we say something is “intrinsically good,” we look at the reasons to respond: namely, natural properties, like attractiveness or happiness. Let me clarify, a response, here, does not have to mean action; it can also mean to take up an attitude to favor something (a “pro-attitude”), or even to take an attitude against it. Hedonism is a type of buck-passing; that is, good things have the natural property of pleasure which ground all practical reasons. Again, “good” does not add a further reason to favor something; rather, it merely tracks reasons to respond and collect things that are valuable on other grounds. (Scanlon, 1998)

A question arises: on this account, what exactly is meant by “good?” In short, it is a higher-order property which is determined by the lower-order natural properties. For instance, when we say the chocolate bar is “good,” we do not mean that our liking the chocolate bar is because there is some property of “goodness” within in the chocolate bar. When we say that the chocolate bar is “good,” we mean that it has a natural property of pleasurableness (begotten from the sweetness, richness, or creaminess of the chocolate bar). What makes us like (or take up a pro-attitude towards) the chocolate bar is its pleasurableness. “Good,” then, means having a reason to take up a pro-attitude – in the chocolate bar example, the “goodness” is the pleasurableness. In other words, the reasons are generated from the good-making property, not “good” per se. In effect, the normative “buck” is passed from the “good” to the natural, good-making properties.

Moving on, we must sketch Brentano’s position. We must first situate his moral psychology in his general theory of mind, and then discern his specific metaethical views from his moral psychology. His general theory of mind focuses on objects of inner perception – that is, a sort of first-person phenomenological point of view. Brentano identifies three kinds of mental phenomena: presentations, judgments, and love/hate. The last category, the phenomena of love and hate, is what is relevant for our purpose, but love/hate is somewhat dependent on the other categories. Presentation is the act of being directed towards an object – for instance, seeing, remembering, imagining. A judgment is based on the presentation: we can accept or deny it. So, once an object is presented to us, and we accept it, we have some feelings towards it, which end up being positive (“love”) or negative (“hate”). This final category of love/hate is where we can find his metaethical views.

Brentano makes a distinction between “what we value” and “what is objectively valuable” through the notion of “correctness,” or having the right kinds of feelings. This is to say that emotions can be correct or incorrect. For instance, saying pleasurableness is “good” means that it is correct to value it positively, or love pleasurableness and pursue it as an end. Now, let me be careful here to distinguish the separate roles of judgement and love/hate. We can value a thing, assign love/hate, without judging that the thing valuable; note, this is discrete to love/hate. Indeed, it is necessary to have an initial merely emotional (love/hate) attitude to engage in evaluative judgement – without this initial emotional attitude, there would be nothing to evaluate. It seems confusing to think that emotions can provide us with moral truths, but much rests on the notion of correction.

To clarify, “correctness” in emotion must not be confused with “correctness” in judgment. Note early that both forms of correctness have a distinctive phenomenology – we know when we are experiencing “correctness.” Let us briefly revisit judgment to understand correctness in this context. Judgments are correct when they are made from self-evidence, which is derived through inner perception. Since judgments assess presentations, self-evidence judgments – and consequently, the experience of correctness – manifests when comparing self-evident judgments with the contrary. We can derive the notion of impossibility by reflecting on judgments made when we are presented with things like round squares or married bachelors. We can similarly derive notions of correctness by universalizing self-evident judgments. For example, when presented with a chocolate bar, this presentation can be affirmed or rejected; since we already have some notion of self-evident judgments, we can then compare this particular judgment with our notion of self-evident judgments. Correct judgements are ones that match up with self-evident judgments.[2]

The “correctness” in emotions is different from the “correctness” in judgement, but they are analogous features in their structure. In the way judgments can be self-evident to be correct, emotions can derive correctness in a similar way. For instance, we may love the pleasurableness from chocolate and compare to the contrary – mainly, hating the pleasurableness of chocolate. Loving something can be universalized much the same way self-evident judgments are (i.e. through inner perception), so we can correctly love the pleasurableness from the chocolate (and incorrectly hate it). This is a rough picture of Brentano’s metaethics.

Let us now make the connections between Scanlon and Brentano more explicit. They are motivated by the same questions: What are moral truths? How do we know them? How do they affect us? They have a similar starting point in that they merely want to show that “we have good grounds for taking certain conclusions that actions are right or are wrong to be correct […]” (Scanlon, 1998, p. 2) They also have an aim of clarifying what is intrinsically good or valuable; indeed, they take ethics to deal with “those ends which are worthy of being pursued for their own sake.” (Brentano, 1952, p. 7) The main point of similarity between Scanlon and Brentano is the “good” – or, for Brentano, “love” – is conceptually subsequent. “Reasons” or “correctness” always come first, and then good is fixed to these terms.

A difference is what they see as the preconditions for moral knowledge. For Scanlon, there are reasons, for Brentano, there are emotions. For Brentano, moral judgements are judgements about the correctness of emotions. For Scanlon, moral judgements are the natural properties which give us reasons to act. For Brentano, to favor something is just to have the phenomenological experience of “preferring.” (Brentano, 1889, p. 26) The normative is explained in terms of this preference, or “better than.” To compare Brentano and Scanlon, we would need to see how comprehensive their views are, and this is done by assessing how well their accounts deal with problem cases.

One sort of problem for these types of accounts is the “wrong kinds of reason” (WKR) problem. The WKR problem is that there seem to be cases where we have reasons to favor an attitude which seems intuitively not good (or not valuable). The usual example is Roger Crisp’s (2005)[3] demon example: imagine an evil demon threatens to punish you unless you desire a cup of mud. Here, we have a reason to desire the cup of mud, but we are hesitant to say that there is anything good (or valuable) about the cup of mud; however, if we are committed to buck-passing accounts, we may be committed to saying that the cup of mud is good. In other words, the issue is that we have reasons to favor an object that has nothing to do with the object itself; rather, it has to do with reasons for favoring the favoring attitude.

Even if it were not an evil demon, but your caring wife who wants you to love a vase she bought. The reason to love the vase is make your wife feel good about her purchase, and we have reasons to love the vase even if it is aesthetically very ugly. G. E. Moore has a similar concern. (Moore, 1902) Moore has trouble saying that “inanimate beautiful objects” are intrinsically good; rather, our appreciation of them makes them good. To use a modern economic analogy, it is like a Veblen good. Veblen goods are things which have a demand strictly because of its high price and not because of the value of the thing itself (e.g. luxury cars, designer handbags, expensive wines). We seem to want Veblen goods for the wrong kinds of reasons.  Attempts have been made to address the WKR problem, but subsequent counterexamples and modifications to the WKR scenarios have also been put forth.

Derek Parfit (2001) provides a useful distinction that may relieve the tension: objective-give considerations and state-given considerations. If we map these distinctions onto the example of the demon threatening us to desire a cup of mud, we might say that the state-given consideration is the incentive to avoid punishment whereas the object-given consideration is attached to the mud itself. We might further say that we have “reason to favor” the state-given consideration of avoiding punishment (thereby saying it is valuable or good); conversely, we say that the object-given consideration of the mud itself is not a “reason to favor.”

But there are problem cases which are immune to Parfit’s attempt at a resolution. Berys Gaut (2007) thinks of the hilarious joke that is also cruel. Here, we might think we have state-given considerations to not laugh at the joke, and thereby no reasons to favor this state-given consideration. However, the object-given consideration is stipulated as hilarious, and we might have reasons to favor the joke itself. This is problematic on the buck-passing account because we seem to have a reason to favor the joke, since it is hilarious, but we have some Frankfurt-like second order desire not to desire to favor it (since it is a cruel joke, and we do not want to be cruel by laughing at the joke). It is unclear whether the joke is valuable or good. In the end, it seems the “wrong kinds of reasons” problem still stands for buck-passing accounts.

On Brentano’s picture, the “wrong kinds of reasons” problem does not appear to be explicitly problematic. Brentano gives an explicitly criteria of demarcating the right kinds of reasons from the wrong kinds of reasons through the notion of “correctness.” In effect, the right kinds of reasons are self-evident because we can experience the “correctness” of emotions. In the cruel joke example, we can affirm the correct love of the “hilariousness” and reject the correct love of “cruelness.” Sven Danielsson (2007) notes a “Brentano-style approach” to addressing the classic demon example. He notes a distinction between holding-reasons (reasons for having an attitude) and content-reasons (reasons for the correctness of the attitude. He further makes a distinction between beliefs and conative attitudes. We can cite holding-reasons for a belief (we ought to have the belief) and we can holding-reasons for a conative attitude (we ought to have the attitude); similarly, we can cite content-reasons for a belief (we ought to believe that it is true) and content-reasons for a conative attitude (we ought to have the attitude that it is true). In the demon example, we can identify the mud as a holding-reason to have the conative attitude to favor the mud, but not the parallel content-reason. Here, the content-reasons for a conative attitude are what correctness is supposed to be.

But this raises further worries. Despite doing better against the WKR problem than buck-passing accounts, the reason for Brentano’s account doing better against the WKR problem (viz. correctness) raises further questions. What does it mean for an emotion to be correct? What is the nature of the phenomenology of correctness? How does emotion and correctness relate to the object? Perhaps these are reasons to think Brentano’s views are suspect. I think, however, the many questions raised by Brentano’s notion of correctness are being tackled by contemporary moral psychologists and philosophers of emotion. The rest of this paper will elucidate on some avenues of research and connect them to Brentano’s enterprise.

Christine Tappolet (2016) gives one account of what we might want to mean when we say emotions are “correct.” In sketching her view, she gives a helpful survey of competing views of emotion: namely, conative theories, cognitive theories, and perceptual theories. Conative theories have the advantage of propositional content in desire, but they lack “correctness conditions.” (p. 10) Cognitive theories say emotions are cognitive states, but this seems counterintuitive. Perceptual theories say that emotions are “perceptual experiences of evaluative properties” (p. 10), and she finds this most convincing. She adds that perceptual theories have analogues in perceptual experience: the experience (say) of blue has the same phenomenal analogue in experiences (say) of fear. (p. 19) To add, perceptual theories have an explanation of the casual link between events in the world and emotion; moreover, they have correctness conditions and seem to capture some intuitions about emotions. More specifically, she calls her view, “sentimental realism,” and argues that “evaluative concepts have to be explained in terms of fitting or appropriate emotions, and are thus response-dependent. But the properties they pick out are fully objective as well….” (p. 79) Here we see a sort of hybrid view of buck-passing and Brentano. Like the buck-passing account, evaluative concepts are collapsed into deontic ones, but, like Brentano, the deontic concepts are “correct”[4] emotions; moreover, like buck-passing, the basic properties are natural (or “objective) properties. It must be noted that Tappolet’s views do not map perfectly, but we can see strands of similarities with buck-passing and Brentano.

Others in the philosophy of emotion aim to answer questions of how emotions may be evaluative in the right sense. This can inform our discussion of Brentano’s notion of “correctness.” Justin D’Arm and Daniel Jacobson (2000) investigate the relation between emotions and judgments (qua beliefs of evaluation). They find emotions are inextricably linked to judgments; even when we resist emotions, thereby resisting the evaluative presentation, they still have an affective presence on us. Resisting disgust, for example, is like “being aware of perceiving an optical illusion” (p. 67) – that is, even if we are aware that we are feeling disgust, we cannot mitigate its effect on our judgment (just as we cannot mitigate the effect of optical illusions). Furthermore, they note that emotions can be criticized the way judgments can. Idioms like, “don’t cry over spilt milk” and “the grass is always greener on the other side,” point at the size or degree of certain emotions; in other words, some emotions like sadness or envy can be inappropriate or unfitting if they are overblown (or they are “overreactions”). This picture gives support to Brentano’s general psychology in that emotions and judgments are closely linked, and that emotions have an innately evaluative quality.

Ronald de Sousa (2016) picks up on this point, and expands on the epistemic role of emotions. For Brentano, this is precisely the phenomenon of “correctness.” He notes some intrinsically epistemic feelings, like knowing, doubting, certainty, and familiarity, but he also notes some other feelings which act like epistemic feelings, like fear, greed, trust, and doubt. (p. 3) The later feelings which act like epistemic feelings affect things like convictions or inferences – for instance, fear diverts attention and motivates self-deception, but it is also an “instinctive measure of risk.” (p. 4) This all goes to suggest that perhaps Brentano’s “correctness” may be expanded to include emotions, or, at the very least, it is not the exclusive standard for assessing emotions. Still, Brentano’s “correctness” may yet be the best standard. The phenomenology of this “correctness” might be compared to the certainty mentioned by Descartes’ “cogito ergo sum,” (p. 9) or the feeling of rightness experienced by religious experiences.  

Moral psychologists have also contributed to the questions raised by Brentano’s notion of “correctness.” Jesse Prinz (2006) suggests a “methodological promiscuity” to “intermingle empirical and philosophical results.” (p. 30) There are many empirical studies to suggest the fact that emotions influence moral judgment. The emotion of disgust was examined when subjects were given a series of vignettes[5] and asked to rate the wrongness. One set of subjects read the vignettes at a clean desk and the other set of subjects read the vignettes at a dirty desk, as to elicit the emotional response of disgust. The studies found that the subjects at the dirty desk rated the vignettes as more wrong than the subjects at the clean desk. The takeaway here is that emotions go hand-in-hand with moral judgments. Many other experiments come to similar conclusions which inform our philosophy (or psychology).

Some moral psychologists start with the psychology and use that as the starting point for philosophy. Let us explore how some using this approach have come up with philosophical conclusions useful for expanding Brentano’s picture. Victor Kumar and Richmond Campbell (2012) have rested their moral psychology on the “dual process” (p. 319) model. Here, two systems work at the aim of moral evaluative: first, “system 1” is a quick, automatic, emotion-driven system; second, “system 2” is a slow, controlled, reason-driven system. These authors resist the claim that the emotionally based system 1 is unreliable, and they show this through a cumulative case of empirical studies, especially studies measuring responses of subjects exposed to moral dilemmas. Their aim is to find an empirically based model of the moral mind, and subsequently answer philosophical questions from there.

If empirical research can indeed inform our general metaethics or moral philosophy, it will have implications on how we answer the questions from Brentano. The field of experimental philosophy aims at using empirical data to inform philosophical questions, and this is particularly useful for Brentano. Those working in this field have an approach similar to Brentano, except they have varied methodologies for studying (phenomenal) conscious states. The dual process model, for instance, corroborates Brentano’s account of phenomenological psychology. We can map on the initial love/hate to system 1, and find the “correctness” within system 2. Perhaps there can be some amalgamation of the inner, phenomenal philosophy of Brentano, and the outer, objective science.

Philosophy of emotion provides some useful conceptual tools to tackle some of the questions raised by Brentano’s notion of correctness, and experimental philosophy’s development in methodology may provide further support to buttress Brentano’s picture. Competing theories, like Scanlon’s buck-passing account, seems to require major patchwork to overcome issues like the “wrong kinds of reason” problem. Brentano was hauntingly ahead of his time: he had a more comprehensive account and pointed to questions which are hot topics for moral philosophers now.


[1] I use them interchangeably; similarly, “goodness” and “valuableness.” I will sometimes add one or the other to clarify or channel the right intuitions.

[2] Although all self-evident judgements are correct, not all correct judgements are evident.

[3] Crisp (2005) notes some other issues with buck-passing. He notes an issue with treating lower-order as natural properties misrepresenting the phenomenology of evaluative experience. He also notes that this may lead to troubles with discriminating between different kinds of values (e.g. grace and sublimity cannot be capture in terms of a set of natural properties).

[4] It is unclear if “correct” is used by Tappolet the same sense as Brentano. I think it is, as she quotes Chisholm (p. 87) and states that “appropriate” emotion might understood as one that ought to be felt in the normative sense.

[5] For example: cooking and eating the family dog, flushing the country’s flag down the toilet, having sex with a chicken, having sex with one’s siblings, and so forth.

Draft Essay: Justifying Invasive Public Health Initiatives

Some public health initiatives are such that they are initiated by one state but have significant consequences on another state. One clear example of this is genetically modified mosquitoes – in this case, it is difficult to contain mosquitoes within state boundaries, and they often crossover and affect the neighboring states. This intuitively seems just as wrong as my neighbor spilling garbage onto my lawn or having pesky tree branches invade my property. Rather than investigating specific instances of such public health initiatives, this essay will explore the ethical framework that can be applied generally to any such public health initiatives which have a propensity to affect those outside state borders. More precisely, this essay is driven by the following questions: When is it wrong to implement initiatives that are known to affect neighboring states? Why is it wrong? How can it be justified? And if the neighboring states do not agree to such initiatives, are there good reasons to proceed regardless? I frame the latter questions of overriding consent as one of paternalism, and I consider three avenues of justification: a contractarian justification, a rationality-based justification, and a free-rider justification. In addition, I raise issues with these forms of justifications, particularly focusing on their moral legitimacy. By and large, my aims are modest insofar as outlining a procedure for invasive public health initiatives. At most, my argument amounts to the need for states to consider the right type of justification before acting paternalistically towards another state; and, at the very least, it charges most public health initiatives (that have an impact on other states) as illegitimate and lacking the necessary moral grounding.

WHEN CROSSING BOUNDARIES GOES WRONG

Let us begin by discerning which cases of invasive initiatives (those that cross boundaries) are intuitively wrong. I will tease out these intuitions using familiar illustrations involving neighbors. First, consider the distinction between trivial and non-trivial cases. Imagine you have seasonal allergies and any exposure to pollen leaves you with a stuffy nose, watery eyes, and an annoying itch in the back of your throat. Now imagine your next door neighbor has a beautiful flower garden planted in front of her house that leaves pollen in the air to be blown into your yard and trigger your allergies whenever you step out of your house. Here, it would be silly to think that your neighbor did something morally wrong – it is much too trivial. Even when we think in terms of manners or social convention, it is hard to say that the neighbor has violated any norm or is being overtly inconsiderate. Now imagine this non-trivial scenario: your neighbor has a tree that has branches invading onto your property, and these branches happen to be covering your favorite tanning spot and leaving sticky sap all over your favorite chair. This might seem just as trivial, but here you might have legitimate grounds to dispute your neighbor – namely, the rights to your property. It seems your neighbor is violating your right to your property; in effect, your neighbor is doing something wrong. It seems one feature of the wrongness of invasive initiatives is that it is not trivial but is grounded in some norm (morality, law, etiquette, etc.).

Second, consider the distinction between boundary crossing initiatives that are harmful and boundary crossing initiatives that are beneficial. (This distinction is a bit more obvious, but it is worth clarifying in order to set up our next distinction.) There is a difference between coming onto your property to start a fire and coming onto your property to put out a fire. Interestingly, some might say that coming onto your property to put out the fire is also wrong in some ways because it is a case of trespassing and it also violates your property rights; conversely, others might say that a neighbor who sees the fire and does not assist in putting it out is doing something wrong. This leads to our next distinction.

Third, consider the distinction between intentional harm and merely foreseen harm. This is the classic doctrine of double effect, and it plays an important role in discerning which cases of boundary-crossing initiatives are wrong. Imagine that you see your neighbor’s house on fire and you know she is not home, and the only way to put the fire out is to climb in through her window. Incidentally, climbing into the window would also mean running through her garden and trampling her precious flowers (which would devastate her). In this scenario, you intend to put out the fire and you merely foresee the harm to her flowers. To get clear on this distinction, we can apply the counterfactual test: if the merely foreseen consequence were absent, could you still have the intended consequence? In our scenario, the answer is “Yes.”[1] If somehow the flowers were not trampled on our way to put out the fire, we would still be able to put the fire out. Some may then push the argument that you did nothing wrong in crossing over to your neighbor’s house to put out the fire, even if her flowers ended up being trampled. This reasoning can be used in the cases of boundary crossing public health initiatives.

Now let us get clear on how the parallel between the neighbor illustrations and the (boundary crossing) public health initiatives can be drawn. Note the moral reasoning: I intend a good (i.e. putting out a fire or improving public health) and I merely foresee the harm (i.e. flowers or risks associates with the public health initiative). Does this vindicate me from blame or wrongness? Not quite. There is an added violation of imposing a particular valuation onto the other party (i.e. the next door neighbor or the neighboring state). This valuation in the next door neighbor illustration is that putting out the fire was more important than the flowers; on the same note, in the boundary crossing public health initiative scenario, one state determines that the value of a particular public health initiative outweighs its risks, and it imposes this risk-benefit analysis onto the neighboring state. This imposition of value becomes a problem of paternalistic action.

Before moving forward, let me add one clarifying note. When thinking of (boundary crossing) public initiatives, I am assuming a symmetry here in the risk-benefit for one state and the transient risk-benefit for its neighboring state; that is, the risks and the benefits are prima facie the same. This bars any scenario or initiative where the risk-benefit changes when it enters another state – for instance, initiatives that are very beneficial and minimally risky for one state, but once crosses over to a neighboring state it becomes minimally beneficial and very. I think we can reasonably say that these cases are wrong, or at least we can put these sorts of cases to the side and focus on the cases where the risk-benefit stay constant between states.

WHAT IS PATERNALISM

How exactly is one state acting paternalistically with their boundary crossing public health initiative? Well, underlying the public health initiative is a particular risk-benefit analysis, and the risk-benefit analysis is inevitably value-laden. Simply put, the idea is that when we think of “benefit” we have an underlying assumption of what “good” is (e.g. health, wealth, happiness…); conversely, when we think of risk, we have an underlying assumption of what “bad” things to avoid (e.g. death, poverty, pain…). With that in mind, one state might conduct their risk-benefit analysis with one idea of good and bad, and another state might conduct their risk-benefit analysis with an entirely different idea of good and bad. To push one’s risk-benefit analysis onto another is where one is pressed with the charge of paternalism.

Let us now get clear on what we mean by “paternalism.” Jonathan Quong provides a useful survey of the literature on how to define paternalism before suggesting his own account. 

The first, he calls, the “liberty-limiting definition.” (Quong, 2011, p. 74) It suggests that paternalism is the interference of a person’s freedom with the justification making some reference to the paternalized person’s well-being, good, happiness, and so on. Quong suggests the issue with this definition of paternalism with a number of illustrations that seem to undermine this definition. For instance, a father incentivizing his daughter to practice the piano with money for a movie ticket – in this case, Quong writes, “It seems clear the father is acting paternalistically, although he is not restricting her freedom.” (Quong, 2011, p. 76) Similarly, having my girlfriend, who is dubious that I would finish the conference paper instead of watching the football game, offer to take me to my favorite resturaunt if I completed my paper; or, a mother lying about her son’s dead iguana to spare his feelings; or, not loaning you money because I suspect you will use it to fuel your drug habit. (Quong, 2011, p. 76) All of these cases seem to be cases of paternalism, yet they are not captured by the liberty-limiting definition. 

The second, the “preference-based definition,” says paternalism is any actions which aims at improving somebody’s “welfare, good, happiness, needs, interests, or values” against their “minimally rational wishes.” (Quong, 2011, p. 77) This differs from the liberty-limiting definition because the liberty-limiting definition focuses on “a particular method of overriding someone’s beliefs about his or her interests,” but the preference-based definition is defined by the general feature of overriding another’s views rather than focusing on a particular method. Quong points to the issue with the preference-based definition being that “the definition cannot refer merely to the already expressed opinions of the paternalized agent.” (Quong, 2011, p. 77) In the example of the father incentivizing his daughter’s piano playing, we might say that the father is not acting against the “expressed opinions” of the daughter since she had not made a decision yet. This definition cannot capture counterfactual preference, or what the daughter would have preferred if it were not for the father’s paternalistic actions. 

The third, the “choice-improving definition,” defines paternalism as an action that “attempts to influence the choice of the affected parties in a way that will make them better off.” (Quong, 2011, p. 78) The example used here is a lunch counter that can have health foods earlier in the queue and unhealthy foods later in the queue, and vice versa. The layout of the food will inevitably influence people’s choice of healthy or unhealthy lunches. Quong’s issue with this definition is that it is too broad. Quong suggests that even telling your friend about their favorite movie marathon, knowing that they have other work to do, and trying to increase their range of choices would count as paternalistic on this definition. (Quong, 2011, p. 79)

The fourth, the “moralized definition,” attributed to Bernard Gert and Charles Culver, takes paternalism to be a violation of a moral rule, “such as coercion, deception, or harm, and we do in order to benefit the person we are coercing, deceiving, or harming.” (Quong, 2011, p. 79-80) Quong’s issue with this definition is that it fails to capture intuitive cases of paternalism. The father incentivizing his daughter’s piano practice is clearly paternalistic, but it does not break any moral rules.

The fifth, the “autonomy-intrusion definition,” a model offered by Seana Valentine Shiffrin, states that paternalistic action (1) interferes with a person’s “legitimate sphere of agency,” (2) substitutes judgement, (3) acts in a person’s interest which they have legitimate control over, and (4) acts on the grounds that the person’s judgement is inferior. (Quong, 2011, p. 80) Quong notes that the term “legitimate” is too ambiguous to ground the definition, and however that term is construed ends with either a definition of paternalism that is too inclusive or not inclusive enough. (Quong, 2011, p. 80-81)

Quong then offers his own definition of paternalism, which he calls the “judgmental definition,” and it is formulized as such: “[1] Agent A attempts to improve the welfare, good, happiness, needs, interests, or values of agent B with regard to a particular decision or situation that B faces […] [2] A’s act is motivated by a negative judgement about B’s ability (assuming B has the relevant information) to make the right decision or manage the particular situation in a way that will effectively advance B’s welfare, good, happiness, needs, interests, or values.”[2] (Quong, 2011, p. 81) The paternalizer’s negative judgement about the paternalizee’s abilities refers to the “necessary levels of rationality, or willpower, or emotional welfare.” (Quong, 2011, p. 83) This formulation seems to have the right scope to capture all of our intuitive cases of paternalism without any of the drawbacks.

It is important that we end up with Quong’s definition of paternalism and not any of the alternatives because it is particularly relevant when thinking of paternalism between states. Typically, paternalism is thought of as relational between persons, or between a state and persons; however, in the context of one state’s initiatives crossing into another state’s borders, the relation is between two states. Remember that the relevant “negative judgment” in this case is the value judgments underlying the risk-benefit analysis of a particular public health initiative. It is important to note that the wrongness of paternalism is not from encroaching onto another state’s territory without permission, but it is from the assertion of a particular set of values that underlie the cost-benefit analysis of the boundary crossing initiative. It is like somebody playing heavy metal music on the subway thinking that all the other passengers will enjoy this genre of music; that is, just as not everybody would enjoy listening to heavy metal music, not every state would agree to the goodness (or the goodness outweighing the badness) of a particular public health initiative. This sort of paternalistic action seems prima facie wrong; or, at the very least, it requires some added justification if it is to be permissible.

JUSTIFICATION

Michael Blake notes the difficulties of paternalism between one state and another state arises because “the political and legal institutions we share at the national level create a need for distinct forms of justification.” (Blake, 2001, p. 258) We cannot appeal to justifications that apply in one state and apply them to another; in fact, the differing values and commitments are the very root of the problem. It is a contingent fact and sometimes pure happenstance that one state adheres to the same particular principles as their neighboring state, and only in these cases could the states come to some sort of shared justificatory standard. Even liberal principles come in a variety of flavors, and the particular species of liberalism apply “only within the context of the territorial state.” (Blake, 2001, p. 257) He continues, “In the international arena, by contrast, no institution comparable to the state exists.“ (Blake, 2001, p. 265) So, we return to the question: “What sorts of considerations could justify what would otherwise be an impermissible violation of [state] autonomy?” (Blake, 2001, p. 273) 

Blake’s suggestion takes the loose form of a contractarian theory. One strategy might be to find a cosmopolitan outlook and find some impartial principle that would apply universally across state borders. An approach to executing this strategy (which he refers to as the “noninstitutional theory) is by “abstracting away from the institutions we currently have, and asking what sorts of institutions we would endorse if we were starting from scratch.” (Blake, 2001, p. 261) Here, he echoes John Rawls and Thomas Scanlon in establishing principles everybody can find reasonable accept or principles that one cannot “reasonably reject.” (Blake, 2001, p. 274) This modeling of rational consent, Blake argues, “will allow us to understand what sorts of coercion might be justifiable.” (Blake, 2001, p. 274) This is one plausible way of justifying coercive action.

We might, however, approach justifications in ways that override consent, which seems to give the wrongness of coercion more bite. There is a difference between implementing some paternalistic action without having explicit consent, and implemental some paternalistic action despite an explicit refusal. Acting without explicit consent seems to give more room for justifications: perhaps I merely violated a duty to inform, or it is possible to appeal to some tacit consent, or maybe my actions were a good faith attempt to capture your wishes and I could plead ignorance. However, when I have explicit refusal from you, I have to have pretty strong justifications to go against your wishes, since in the process I would be violating your dignity, respect, or autonomy. So what possible justification would be, all things considered, good enough to go against your explicit refusal?

I could claim that, if you had all the knowledge I did and rationally calculated your decisions, you would end up with the same conclusion as me. To map this onto the invasive initiative case, one state would claim that a particular public health initiative is objectively the best choice given the risk-benefit analysis, and further claim that to refuse this analysis is to be irrational. Since it would be irrational to refuse the public health initiative, if a neighboring state refused, they would be refusing on irrational grounds; moreover, we would not need to respect their request because if they were rational they would not refuse. In other words, given the neighboring state’s bounded rationality, perhaps they just did not calculate the risks and benefits of the particular public health initiative correctly. This paternalism then becomes analogous to you taking the initiative to take my keys away when I am clearly drunk and insisting on driving home. If I were sober (and thinking more clearly), I would not refuse your initiative and I would relinquish my keys; moreover, when I am sober the next day, I would likely thank you for your paternalistic actions and not listening to my drunk self. In the state initiative case, however, I think it is harder to prove that another state is acting irrationally or being unreasonable. Moreover, even if it is clear to everybody that one state is acting irrationally in resisting the initiatives of another state, it may be good practice to permit cases of false positives and be overly sensitive when resorting to paternalistic action. The idea here is that we ought to be overly charitable and assume even if a certain refusal seems irrational, we imagine that there is something that went wrong in our interpretation of their refusal rather than insisting that they are irrational in their refusal. Still, the aim here is to protect the autonomy of the state, and one may argue that a particular public health initiative is so good that it overrides such concerns. So, we move onto the second avenue of justification.

Next, I could claim that certain initiatives are universally good and require the participation of everybody, and I can subsequently justify paternalistic action because it prevents free-riding. Imagine, for instance, an initiative for the environment to reduce our carbon footprint, and this requires everybody to walk rather than drive cars. Let us further up the ante by imagining that everybody has a vested interested in following this initiative because (say) in ten years everybody will be extremely uncomfortable because of the changes in the environment. If everybody was walking and only I drove a car (because it saves me a lot of time and trouble), then my driving a car will have little impact on the environment but I get to reap the advantages of everybody walking and myself driving a car. I am free-riding on their initiative: everybody walking suffers the cost of inconvenience, while I reap their benefits without any of the inconvenience. Now, it does not seem irrational for me to think this way (perhaps it seems amoral or inconsiderate), and if everybody thought like this, the initiative would fail and everybody suffers. In order to prevent such a scenario, we may use coercive force against people like me; in effect, we have a justification of paternalistic action. Again, this seems plausible, but it requires a very specific scenario, and not all public health initiatives are structured this way.

LEGITIMACY AND OTHER ISSUES

Jonathan Quong points to another issue with paternalism, namely, gaining legitimacy. “Legitimacy,” Quong pushes, “is a complex moral right,” and it “refers to the moral power of one agent to impose duties on another agent, and also to a right of the former agent to use some degree of coercion to enforce those duties.” (Quong, 2011, p. 109) Quong illustrates the difference between being merely justified in coercive actions and having legitimate authority using a story involving a touring company. (Quong, 2011, p. 109) The idea is that even if choosing a certain touring company is the best option for you to make the most out of your trip – and all things considered you have every reason to go with the touring company – if you refused to go with the touring company, it would be silly to think that the touring company can coerce you into being its customer. Even if the touring company can point to a justification for coercing – say, you will have a better trip overall if you chose to tour with them – they do not have legitimate authority over you. This can be thought of as a case of the expert-boss fallacy. (Quong, 2011, p. 118-119) The fallacy is that just because you are an expert and can provide reasons to act in certain ways, it does not make you my boss and give you the authority to dictate my actions through coercive means. Quong formulates this problem with concrete questions: “Just because you have most reason to go on the trip to Peru, why does this entail the touring company should possess the legitimate authority to require and enforce this action? Why should this authority not belong to the president of Peru, indeed, why should it not belong to anyone else we might care to name?” (Quong, 2011, p. 109)

Quong puts his finger on a genuine worry when thinking about the moral consequences of paternalistic actions, and I can only point to a possible solution. Perhaps I can ground my justifications and gain legitimacy in acting paternalistically against you by appealing to some duty you have to yourself. Take the justification that I am acting paternalistic because you are not rational: here, I can gain legitimacy by appealing to the norm you already follow that you ought to be rational. Here, what I am doing by being paternalistic is helping you follow your own commitments and assisting you in following your own duty to be rational. Returning to the drunk-self illustration, if I gave you an advanced directive to take away my keys when I get drunk, you are acting as an instrumental for my own directives when you take away my keys because I am drunk; in this case, your legitimacy as an authority is grounded in the counterfactual claim that you would want me to take your keys away if you were sober (and I am certain of this because of your advanced directives). It is difficult, however, to map this onto the state’s initiative case without appealing to some perfectionist grounds that a certain public health initiative is valuable to everybody, and that (qua a counterfactual claim) you would want the value of this public health initiative if you were thinking rationally. How one might gain legitimacy in paternalistic actions between states is still a muddy question.

Let me tease out one more problematic area insofar as the ethical issues surrounding border crossing public health initiatives. When thinking strictly of consequences, it seems the harm inflicted on the neighboring state takes the form of an exposure to a risk. Suppose the risk is not from the initiative itself, but more detached and downstream – is this risk still the obligation of the origin state? The intuition seems fuzzy. Imagine a case of some infectious disease originating in one state, and one of the citizens brings it over to a neighboring state and causes a massive outbreak in the neighboring state. It does not seem right that the state where the infectious disease originated has done something wrong, or that the neighboring state has some claim on the originating state. The analogy is not perfect, but I think this is suggestive of a problem of closeness. The public health initiative must have a direct negative impact on a neighboring state for it to be considered obviously wrong, and it is not easy to establish such a close connection between a certain initiative and the harm.

In closing, there are several convincing ways of arriving at justifications for paternalistic actions towards another state via public health initiatives that affect other states. The wrongness of the paternalism derives from imposing one state’s risk-benefit analysis on another state, which has an underlying imposition of a state’s values. It is difficult to arrive at the right kinds of reasons to legitimize the use of coercive force over another and to properly ground one’s authority over another state’s good or well-being. In the end, I think the most convincing line of argument appeals to perfectionist principles – namely, principles appealing to a certain set of objectively good or valuable things for all humans. This, however, requires a complex ethical commitment and some appeal to a metaphysical theory about the nature of humans, which seems too controversial to employ. Still, even if certain initiatives are not morally legitimate, perhaps they are all things considered the best option.

Sources

Blake, Michael (2001). Distributive Justice, State Coercion, and Autonomy. Philosophy and Public Affairs: 30 (3). P. 257-296.

Quong, Jonathan (2011).  Liberalism Without Perfection. Oxford: Oxford University Press.


[1] This distinction might be made clearer with a case that fails the counterfactual test. The classic example is the fat man scenario: imagine you are on a bridge with a fat man, and that bridge is in-between a trolley that is going to kill a dozen people upon impact. If you push the fat man off the bridge to his certain death, his fat body will stop the trolley from kill the dozen people. The fat man’s death is not a merely foreseen consequence and fails the counterfactual test because the fat man cannot be absent to achieve the consequence of saving the dozen people.

[2] Interestingly, Quong does not consider lack of information a relevant case of paternalism. (Quong, 2011, p.83) He notes Mill’s example of stopping a man from walking across an unsafe bridge – in this case, “intervention to save him does not imply a negative judgement,” thus, it is not a case of paternalism on Quong’s definition. Quong notes that “blameless of faultless” lack of knowledge does not entail a negative judgment, but he notes that there is a difference between “not knowing the bridge is about to collapse, and not appreciating the value of, say, listening to a doctor’s medical advice.” (Quong, 2011, p. 83) To extrapolate, had the man known the bridge is unsafe and chose to cross it anyway, our interference would then entail a negative judgement about the man’s mental abilities.

The Function of Comedy

[This post is based on a YouTube video I made.]

Even if you’re not a comedian, (or just pretend to be one) you sometimes play the role and others around the play the role as well. It plays an important function. First, it can act as a social lubricant. Think of a scenario where the atmosphere is palpably tense and awkward, and somebody cracks a joke and it immediately lightens the mood in the room. Comedy helps us bond and interact – it breaks the barrier of the strange “other.” According to one estimate, we are thirty times more likely to laugh with other people than when we are alone. (Provine, 2000, p. 45) Think of the laugh tracks on the Big Bang Theory. It’s not a funny show. Fight me.  Comedy can ease charged situations and relieve tension. More examples: announcing bad news, apologizing, complaining, warning, criticizing, commanding, evaluating…  Second, and related, it can establish trust. Being funny is an attractive quality, especially in a romantic partner. Laughing gives pleasure – and a lot of it! So ugly people, listen up. Moreover, the requisites to being funny – like being witty, relatable, and having a personality – shows intelligence, creativity, adaptability, and empathy. Not everybody can be funny, and not everybody can make you laugh – if they can, then there’s already a special bond formed.

More austere, comedy can be useful for education; specifically, philosophical education. Let’s take a closer look at the modern stand-up comedian. They both report a particular point of view and a set of experiences, and they note puzzling ones. Like the observational comic: “What’s the deal with airplane food?” They both try to find some common ground or shared experience, then they analyze this by stepping out and looking at it from a different perspective.  They’re both generally contrarian and don’t abide by accepted customs or traditions, but they critique and analyze it (ironically, satirically, etc.). Sometimes the quickest way of realizing something is wrong is through humor (e.g. south park). They both pay close attention to language. A good joke is economical and uses as few words as possible; moreover, a joke must use exactly the right words to express an idea clearly to an audience. They teach complex ideas and present them in plain English, sometimes through indirect communications – that is, the lesson and subtle and not in-your-face. They both seek to clarify confusing things and find new truths and insights. A comedian often looks at another good joke and thinks, “Why didn’t I think of that, that’s so obvious.” Creativity and cleverness are prized.  Other times, comedians aren’t so profound: sometimes jokes are just for the sake of getting a laugh and are absurd in the sense that they have no purpose. “This seems plainly absurd: but whoever wishes to become a philosopher must learn not to be frightened by absurdities” (Russell, 1912, p. 31). Philosophy should be more for the people. It’s been removed to academics and so obfuscated that it has little relevance for the general public. Comedians try to break that boundary by making these general philosophical ideas more palatable and enjoyable to consume. This relationship between philosophy and comedy isn’t so far-fetched. Because I said so.

A unique feature of a good comedian is their comedic voice. Their stage persona – their je ne sais pas. It’s what makes a great actor, story, scene, song, or piece of art. It builds a certain relationship with the audience, and they connect strongly to the audience in a real way. In rhetoric they call it “ethos,” and it’s what makes a great speaker convincing and believable. 

Momentum also ties into this. Typically, comedians have to have a strong opening joke in order to build this relationship of trust with the audience. After we laugh at somebody’s joke, we feel something towards them. The comedian can use this to propel their other jokes on the momentum of their previous successful joke; however, if a joke is unsuccessful, they lose credibility and lose the momentum. They have to build the trust again and get the audience on their side.

Theories of Humor

[This post is based on a YouTube video I made. Please don’t look for it.]

These theories try to answer the question: what makes something funny? Before we go any further, we should make a distinction between a strong version of a theory and a weak version of a theory. For instance, if we ask why people make video, a strong answer might be, “because they want attention.” The answer is strong because it says that people only make videos to get attention, and this is the only reason anybody ever makes videos. This is a “strong” claim and it seems too strong to be right. A weaker answer might say something less ambitious like, they want attention, but that’s only one part of it. Maybe they also want validation and didn’t get enough hugs growing up, dad.

There are traditionally three theories on why we find things funny: the superiority theory, the relief theory, and the incongruity theory.So instead of enjoying jokes and having a good time, let’s analyze it to death and do some homework on them.A strong version of each theory would take the particular theory and think that the highlighted feature is essential to what makes something funny; on the other hand, a weaker version of a theory would say that the particular theory only captures one aspect to what makes something funny.

The superiority theory is simple: it says that we find something funny because we feel superior to it. It’s somewhat sadistic and has some sort of elements of schadenfreude. That’s a fancy German word for harm-joy. This can account for the bully laughing at his victims, a crowd laughing at somebody’s embarrassment, or laughing at a celebrity roast. It might include less malevolent cases, like finding amusement in a child’s naiveté or an animal in a silly costume. More interestingly, this theory can also account for more subtle things, like self-deprecating humor, irony, and esoteric jokes. Like now, I’m making a complete fool of myself. Luckily, I don’t have to show my face.Self-deprecating humor pushes the fact that I am inferior, and I want you to mock and laugh at me; of course, often this is done in an ironic way, but the irony may further reinforce your feeling of superiority. This seems tenuous, but the feature of irony most relevant here is that not everybody understands the irony of the joke. For instance, if I’m being ironic in the way I’m presenting myself as a buffoon, then part of the humor comes from you picking up on the irony, whereas not everybody would pick up on that nuance. This is a hallmark of esoteric jokes: the, “I know what you’re talking about; I’m so smart, la-dee-da.” Personally, I hate this type of humor because it’s necessarily exclusive and a bit malicious. “Ou, look at what I know and those stupid other people don’t know. If you don’t laugh, you’re stupid.” Let me add that the superiority theory, a strong version of it at least, isn’t very sensitive to ethos, or at least the importance of humility, empathy, and sympathy in comedy – that is, the connection between the joke delivery and the audience. The disconnect between the superior and inferior is estranging, and even between those who are in the superior category, the general atmosphere is showy, combative, and arrogant. Superiority might be one part, but it’s not stable enough to account for the whole of why we find some things funny. Unless you’re stupid – I’m right, okay? Moving on…

The relief theory says that we find things funny because it helps us relieve some tense feelings. The laughter might help release a general anxiety, a nervous energy, or some confusing and ambivalent mix of emotions.This theory is suggestive of some of the beneficial aspects of finding things funny: it can discharge negative emotions almost cathartically, and it can have this effect in tense social or interpersonal situations. Think of the times you laughed at an absurdly inappropriate time (to therapeutic effect), or the joke cracked at the really tense meeting, or giggles between two lovers. This theory also explains why the traditional structure of a set-up and punchline joke is so effective: there is some anticipation and buildup following some relief. I think this theory in combination with the next theory provides the most comprehensive account of why we find things funny

The incongruity theory says that it’s not the relief that makes something funny, rather it is the conflict or contradiction of ideas that makes something funny. In this light, if we look at the structure of a joke, the set-up creates an expectation and the punchline violates this expectation through some sort of misdirection or absurdity. The incongruity can be conceptualized in different ways. Immanuel Kant conceived the incongruity between our expectations and our experience, and others have followed suit by saying that the incongruity is based on categorical errors in reasoning or flaws heuristics. Schopenhauer conceives the incongruity in our sense perception of things and our abstract rational knowledge of those things.

From Masks to COVID Apps: The Moral Duty not to Infect Others

[This blog post draws on a presentation given for a graduate seminar on Applied Ethics with Professor Claudia Emerson at McMaster University in 2017.]

As physical distancing and masks becoming the new normal, Canada’s COVID Alert application is an additional measure to try to limit the spread of COVID-19. While there is no legal duty to install the application, there might be a moral duty. A moral argument for physical distancing and wearing masks can be made based on the duty not to infect others, and this argument can be expanded to include installing COVID tracking applications.

The moral duty not to infect others can be wide ranging: preventing transmission of the flu to preventing transmission of HIV, for example. Marcel Verweij frames the issues as to “what extent do individuals have a moral obligation to avoid spreading disease?” He is particularly interested in the duty to accept influenza vaccines to protect the vulnerable, like the elderly or the chronically ill. It is easy to see how this argument applies to our current situation; our physical distancing and wearing of masks helps prevent the spread of COVID-19 and reduces the potential risks of harm to others. Even if a disease is not harmful to us – say, we happen to be asymptomatic – we would still have a moral duty to mitigate harm to others. We can understand this duty in terms of beneficence. This arguably includes a duty to get vaccinated, physical distance, wear masks, and install COVID Alert.

Still, as John Harris and Soren Holm suggest, what is required by morality is not absolute, and there are other considerations to take into account. One trivial example of this is the common cold: “unless there is reasonable financial compensation, such as illness allowance, one cannot expect a sick person to stay at home for the sake of her colleagues.” This general picture of morality, which understands morality in terms of “prima facie duties”, is most famously expounded by philosopher W. D. Ross. The basic idea is that different moral duties (e.g. a duty of beneficence, a duty of justice, a duty of non-maleficence, etc.) can conflict with one another given our varied circumstances, and one single duty is not absolute. For instance, if the Kantian is faced with a murderer who inquiring about the location of your friend, the Kantian must obey the moral duty to tell the truth to the murderer; however, according to Ross, the duty to save your friend might “override” the duty to tell the truth. There are certainly problems of “over-demandingness” (or morality asking too much of us) if we understand our moral duty as mitigating any and all risks – even driving a car poses significant risks of harm to others, but risk-to-reward is weighs in favour of driving. Nevertheless, the slight inconvenience of physical distancing, wearing masks, or installing COVID Alert is insignificant compared to the potential harm that it is preventing.

Lawrence Gostin (et al.) provides an excellent analysis of the legal and ethical issues with the previous SARS outbreak. He frames the issue as a conflict between “the duty to protect the public, which is a collective good, and the individual rights of privacy and liberty,” particularly with regards to surveillance, isolation or quarantine, and restriction of movement. On the ethical side, we might turn to T. M. Scanlon’s contractualism and ask how actions could be justified such that nobody could reasonably reject them. We could use voluntary measures rather than coercive ones, take “softer” approaches to paternalism, or make use of “nudges.”

On the legal side, these issues around COVID-19 laws are a live question for constitutional jurisprudence. I foresee many academic articles around this topic, especially in the Canadian context with respect to balancing legitimate public health purposes with Charter rights and freedoms. In any case, we have an individual moral duty to physical distance, wear masks, and, in my opinion, install the COVID Alert application. As Douglas Adams said, “The single raindrop never feels responsible for the flood.” It is important to be a good moral citizen and to do our part to contribute to our community, nation, and world.

The Principle of Charity

There’s a trope that law school self-selects for people who like to argue. Let’s assume that’s true. Even if you like to argue – or, pedantically, you might call it “debate” – you may not be going about it in the most productive way. If law school is all about education, the way we go about disagreements and conversing about opposing views needs to also be about education. This is where we need The Principle of Charity.

The Principle of Charity concerns the way we go about assessing an argument or particular viewpoint: in essence, before we attack or disagree, we must seek the most charitable interpretation, or looking at it from the most persuasive light. It’s about our methodology and entails suspending our own beliefs while seeking a sympathetic understanding of the idea in question before evaluating it.

This sounds easy, but it is especially difficult when we feel our views are being attacked and we recoil almost instinctively. We ought to avoid our initial reaction to disagree and tolerate any trivial mistakes in order to understand the larger context; the larger aim, here, is a cooperative enterprise at understanding the other’s views and trying to get at the truth together instead of emphasizing contradictions or contentions.

Why is this necessary? For one, communication is imperfect – often, things go wrong. As W.V.O. Quine wrote, “assertions startlingly false on the face of them are likely to turn on hidden differences of languages.”[1] Maybe people fail to convey exactly what they have on their mind, or maybe they do and others interpret it the wrong way. Second, we have various cognitive biases which can create blinds spots in our reasoning. Instead of getting defensive at the possibility of being wrong, we should exercise humility and be more sensitive to the possibility that we misunderstood something. We are fallible and we are generally not very good at getting at the complete truth by ourselves.

We should forget about trying to look right (or avoid being wrong) and actually care more about learning from each other. Does this mean that we shouldn’t be skeptical? No, the idea is to be skeptical in the right way – specifically, jettisoning intellectual arrogance or being overly obtuse.

I want to close with a couple of everyday examples of cognitive mistakes we make to underscore the necessity of intellectual humility:

A driver cuts you off and you label them a jerk. It’s equally possible that they didn’t see you or had a personal emergency. You’ve probably cut someone off before and didn’t label yourself a jerk – perhaps you blamed it on your lack of sleep or the fact that you are late for class.

You wait until the last minute to do your essay and you do really well. Perhaps you might attribute your success to the last-minute pressures, but correlation does not infer causation. You might have done just as well or better if you started your essay earlier.

Going to Google and typing in something like “my views” and “correct” to see what others have to say. This way of selectively searching to confirm your own views is particularly dangerous with modern personalization algorithms that conjure up views matching your own. The resultant echo chamber is the worst sort of partiality and fails to be critical in any meaningful way.  


[1] W. V. O. Quine, Word and Object (Cambridge, Mass: The M. I. T. Press, 1960), 59.